European Union - October 6 2015
On September 30, 2015, the European Commission released two sets of proposals whose express intentions are to regularize the treatment of…
Lawton M. Camp, George M. Williams, Jr., Henry G. Morriello
European Union - February 17 2015
Durch die regulatorischen Anforderungen der MiFID II/MiFIR, die in den nächsten Monaten von den Kreditinstituten umzusetzen sind und ab 1. Januar…
Melanie Frankenberger, George M. Williams, Jr., Ingrid Kalisch, Sandra Pfister, Hartmut T. Renz
European Union - January 22 2015
Die Europäische Wertpapier- und Marktaufsichtsbehörde ESMA (European Securities and Market Authority) hat am 19. Dezember 2014 konkrete Vorschläge…
Melanie Frankenberger, George M. Williams, Jr., Ingrid Kalisch, Sandra Pfister, Hartmut T. Renz
USA - November 18 2014
The EBA published a consultation paper on 10 November 2014 recommending good practice guidelines for both manufacturers and distributors of retail…
George M. Williams, Jr., Ingrid Kalisch, Sandra Pfister, Hartmut T. Renz
European Union - November 10 2014
The Joint Committee of the European Supervisory Authorities (EBA, ESMA and EIOPA) has published its working program for the upcoming year. Throughout…
George M. Williams, Jr., Ingrid Kalisch, Sandra Pfister, Hartmut T. Renz