We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Results 1 to 5 of 13
Most popular |Most recent


European Commission releases proposals on securitization

European Union - October 6 2015 On September 30, 2015, the European Commission released two sets of proposals whose express intentions are to regularize the treatment of...

Lawton M. Camp, Henry G. Morriello, George M. Williams, Jr..


Compliance alert strategische Fragestellungen für den künftigen Wertpapiervertrieb

European Union - February 17 2015 Durch die regulatorischen Anforderungen der MiFID IIMiFIR, die in den nächsten Monaten von den Kreditinstituten umzusetzen sind und ab 1. Januar...

Melanie Frankenberger, Sandra Pfister, George M. Williams, Jr., Ingrid Kalisch, Hartmut T. Renz.


MiFID II MiFIR geht in die nächste Runde: Die ESMA veröffentlicht konkrete Vorschläge für technische Regulierungs- und Durchführungsstandards und stellt diese zur Konsultation

European Union - January 22 2015 Die Europäische Wertpapier- und Marktaufsichtsbehörde ESMA (European Securities and Market Authority) hat am 19. Dezember 2014 konkrete Vorschläge...

Melanie Frankenberger, Sandra Pfister, George M. Williams, Jr., Ingrid Kalisch, Hartmut T. Renz.


Guidelines on product oversight and governance arrangements for retail banking products

USA - November 18 2014 The EBA published a consultation paper on 10 November 2014 recommending good practice guidelines for both manufacturers and distributors of retail...

Sandra Pfister, George M. Williams, Jr., Ingrid Kalisch, Hartmut T. Renz.


Compliance alert: 2015 work program of the ESAs

European Union - November 10 2014 The Joint Committee of the European Supervisory Authorities (EBA, ESMA and EIOPA) has published its working program for the upcoming year. Throughout...

Sandra Pfister, George M. Williams, Jr., Ingrid Kalisch, Hartmut T. Renz.