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SEC issues Dodd-Frank compensation clawback proposal

USA - July 7 2015 On July 1, 2015, the SEC proposed a new rule, and rule and form amendments (the Proposal), to implement the provisions of Section 954 of the…

Joel I. Greenberg.

Commerce department requires US companies to submit filings regarding certain foreign affiliates

USA - April 10 2015 Recently, the Bureau of Economic Analysis (BEA) of the US Department of Commerce released the 2014 BE-10 Benchmark Survey of US Direct Investment…

Joel I. Greenberg, Farhad Jalinous, Karalyn Meany Mildorf.

SEC issues guidance on waivers of disqualification under Regulation A and Rules 505 and 506 of Regulation D

USA - March 17 2015 On March 13, 2015, the SEC's Division of Corporation Finance issued gui dance regarding disqualification waivers under Regulation A and Rules 505 and…

Joel I. Greenberg.

SEC approves NYSE’s proposed amendments to Late Filer Rule

USA - March 4 2015 On March 2, 2015, the Securities and Exchange Committee (SEC) issued an order approving a New York Stock Exchange (NYSE) proposal to amend the NYSE’s…

Joel I. Greenberg.

SEC issues proposal regarding disclosure of hedging policies for employees, officers and directors

USA - February 11 2015 On February 9, 2015, the SEC proposed rule amendments to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act…

Diane Holt Frankle, Joel I. Greenberg.