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The Conflict Minerals Rule: practical guidance and roadmap to implementation

USA - February 26 2013 On August 22, 2012, pursuant to Release No. 34-67716 (Release), the SEC adopted Rule 13p-1 (Conflict Minerals Rule) and Exchange Act Form SD…

SEC approves amendments to NYSE rules to provide one-year transition period for internal audit requirement for IPO, carve-out and spin-off listings

USA - August 29 2013 On August 22, 2013, the SEC approved proposed rule changes by the NYSE to provide a one-year transition period during which companies listing in…

Joel I. Greenberg.

SEC proposes amendments to item 402 of Regulation S-K requiring disclosure of ratio of CEO pay to median employee pay

USA - September 19 2013 On September 18, 2013 (by a 3-2 vote), the SEC proposed amendments to Item 402 of Regulation S-K to implement Section 953(b) of the Dodd-Frank Wall…

Joel I. Greenberg.

NYSE expands requirements for advance notice of material news announcements

USA - September 4 2015 The New York Stock Exchange (NYSE) has amendedSection 202.06 of the Listed Company Manual (Manual) primarily to (i) expand the pre-market hours…

Joel I. Greenberg.

NYSE amends Section 312.07 of listed company manual to remove 50 percent quorum requirement

USA - July 17 2013 Effective July 11, 2013, Section 312.07 of the New York Stock Exchange (NYSE) Listed Company Manual was amended to remove the requirement that the…

Joel I. Greenberg.