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SEC issues guidance on shareholder proposal exclusions

USA - October 27 2015 On October 22, 2015, the SEC’s Division of Corporation Finance issued Staff Legal Bulletin No. 14H (SLB 14H) to provide guidance on the scope and…

Joel I. Greenberg.

NYSE expands requirements for advance notice of material news announcements

USA - September 4 2015 The New York Stock Exchange (NYSE) has amendedSection 202.06 of the Listed Company Manual (Manual) primarily to (i) expand the pre-market hours…

Joel I. Greenberg.

D.C. Circuit reaffirms its previous decision on SEC's conflict minerals rule

USA - August 19 2015 On August 18, 2015, a panel of the US Court of Appeals for the D.C. Circuit reaffirmed its April 2014 decision in National Association of…

Joel I. Greenberg.

Corp Fin issues CDIs concerning “general solicitation” under Regulation D

USA - August 11 2015 Regulation D under the Securities Act of 1933 conditions the exemption from registration that it provides on the absence of “general solicitation or…

Joel I. Greenberg.

SEC adopts final rules requiring pay ratio disclosure

USA - August 7 2015 On August 5, 2015, the SEC adopted long-awaited and controversial rules requiring annual disclosure of the ratio of the compensation of a…

Joel I. Greenberg.