We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Results 1 to 5 of 10
Most popular |Most recent

New York's New AML Rule: Strategic Considerations and Alternatives

USA - July 11 2016 On June 30, 2016, the New York Department of Financial Services (DFS) adopted a final rule requiring New York-regulated financial institutions to...

Michael A. Mancusi, Kevin M. Toomey, David F. Freeman, Jr., Christopher L. Allen, Brian C. McCormally.

First DOJCFPB joint redlining settlement signals major changes for fair lending enforcement

USA - October 6 2015 On September 24, 2015, the US Department of Justice (DOJ), the Bureau of Consumer Financial Protection (CFPB), and Hudson City Savings Bank (Bank)...

Michael A. Mancusi, Teresa L. Johnson, Christopher L. Allen, Richard M. Alexander, James W. Cooper.

SEC adopts final pay ratio disclosure rule

USA - August 7 2015 In a narrow 3-2 vote, and after years of criticism and complaints from both supporters and opponents, on August 5, 2015, the Securities and Exchange...

Joshua F. Alloy, Julia Vax, Richard E. Baltz, Michael J. Rosenthall, Neil M. Goodman.

SEC proposes new pay for performance disclosure requirements

USA - May 12 2015 Section 953(a) of the Dodd-Frank Act added Section 14(i) of the Securities Exchange Act of 1934 (Exchange Act), directing the SEC to adopt rules...

Richard E. Baltz, Michael J. Rosenthall, Neil M. Goodman.

Supreme Court clarifies liability for statements of opinion under section 11 of the Securities Act

USA - March 26 2015 On March 24, 2015, the US Supreme Court decided Omnicare, Inc. v. Laborers District Council Construction Industry Pension Fund, resolving a split...

Stewart D. Aaron, John A. Freedman, Michael D. Trager, Veronica E. Rendón, Richard E. Baltz.