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SEC enforcement outlook for investment funds: focus on valuation, insider trading and other fraudulent practices

USA - March 27 2013 The SEC continues its enforcement efforts relating to hedge funds and private equity funds. In recent remarks, Bruce Karpati, Chief of the SEC…

Jonathan E. Green

Pitfalls of social media: Facebook post could lead to SEC enforcement action

USA - December 12 2012 Social media postings by officers of public companies can form the basis of Securities and Exchange Commission (SEC) enforcement actions

Jonathan E. Green, Catherine B. Schumacher