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It’s all there: post-AIFMD fundraising options in Germany

Germany - October 9 2014 There is significant potential for alternative investment fund managers (AIFMs) to access Germany's large base of institutional investors. Despite…

Stephen Culhane, Simon Firth, Daniel Lewin, Dr. Thomas A. Jesch, LL.M..

BaFin-Rundschreiben 03/2015 (GW) vom 20.04.2015: Erklärung und Informationsbericht der FATF vom 27.02.2015

Germany - May 19 2015 Die BaFin berichtet über die Erklärung der Financial Action Task Force (FATF Public Statement) vom 27.02.2015 zum Iran, zur Demokratischen…

George M. Williams, Jr., Ingrid Kalisch, Sandra Pfister.

BaFin—Vorbereitung auf Solvency II: Interne Kontrollen, Compliance und interne revision

Germany - July 22 2014 Die BaFin konsultiert mit ihrer Veröffentlichung vom 9. Juli 2014 im Rahmen der Vorbereitung auf Solvency II die Anforderungen an interne…

George M. Williams, Jr., Ingrid Kalisch, Sandra Pfister.

Fortress Europe? UCITS V and the US fund manager

European Union, USA - March 10 2014 The European Parliament and Council recently agreed on the substance of the new UCITS V Directive, which will include safeguards to protect client…

Stephen Culhane, Simon Firth, Dr. Thomas A. Jesch, LL.M., David A. Sausen, Willys H. Schneider.

ESMA opinion on structured retail products—good practices for product governance arrangements

European Union - May 22 2014 ESMA's 27 March 2014 opinion on good practices for product governance arrangements For structured retail products focuses on investment firms that…

Stuart Axford, George M. Williams, Jr., Ingrid Kalisch, Sandra Pfister.