We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Results 1 to 5 of 8
Most popular |Most recent


Supreme Court Reaffirms Broad Scope of Insider Trading Liability

USA - December 9 2016 The Obama Administration made aggressive enforcement of insider trading laws a centerpiece of its securities enforcement agenda, including...

Adam J. Reinhart, Veronica Rendón Callahan, John A. Freedman, Michael D. Trager, Joshua R. Martin, Whitney A. Moore.


The SEC's "Trader-Based" Approach to Insider Trading Enforcement

USA - September 13 2016 On June 16, 2016, the US Securities and Exchange Commission charged a former senior executive and three others with insider trading in the securities...

Laura D'Allaird.


SEC's Trader-Based Approach To Insider Trading Enforcement

USA - September 7 2016 New York (September 7, 2016, 11:21 AM ET) -- On June 16, 2016, theU.S. Securities and Exchange Commission charged a former senior executive and three...

Laura D'Allaird.


What FinCEN AML Proposal Means For Crowdfunding Platforms

USA - April 14 2016 Equity crowdfunding platforms, or “funding portals” as defined in the Jumpstart Our Business Startups Act (JOBS Act), may soon find themselves subject...

Michael A. Mancusi, Kevin M. Toomey, Andrew Joseph Shipe, David F. Freeman, Jr., Christopher L. Allen.


FinCEN Proposes AML Requirements for Crowdfunding Platforms: Coverage and Considerations

USA - April 8 2016 Equity crowdfunding platforms, or “funding portals” as defined in the Jumpstart Our Business Startups Act (JOBS Act), may soon find themselves...

Michael A. Mancusi, Kevin M. Toomey, Andrew Joseph Shipe, David F. Freeman, Jr., Christopher L. Allen.