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OCC Unveils Its Plan to Charter FinTech Companies as Special Purpose National Banks

USA - December 6 2016 On December 2, 2016, Comptroller of the Currency Thomas J. Curry announced formally that the Office of the Comptroller of the Currency (OCC) will...

Pratin Vallabhaneni, A. Patrick Doyle, David F. Freeman, Jr..


A Step Toward A Limited-Purpose Fintech Charter

USA - October 4 2016 On Sept. 13, 2016, the Office of the Comptroller of the Currency released its notice of proposed rulemaking addressing the conduct of receiverships...

Rosa J. Evergreen, Pratin Vallabhaneni, David F. Freeman, Jr..


OCC Continues Its Rollout of a Limited-Purpose FinTech Charter with Its Proposed Rules Concerning the Resolution of Uninsured National Banks

USA - September 27 2016 On September 13, 2016, the Office of the Comptroller of the Currency (OCC) released its notice of proposed rulemaking addressing the conduct of...

Rosa J. Evergreen, Pratin Vallabhaneni, David F. Freeman, Jr..


AML Compliance Concerns Continue to Swell as New York Fines Mega Bank US$180 Million

USA - September 1 2016 On August 19, 2016, the New York Department of Financial Services (DFS) entered into a consent order with Mega International Commercial Bank Co., Ltd...

Michael A. Mancusi, Kevin M. Toomey, David F. Freeman, Jr., Christopher L. Allen, Richard M. Alexander, James W. Cooper.


New York's New AML Rule: Strategic Considerations and Alternatives

USA - July 11 2016 On June 30, 2016, the New York Department of Financial Services (DFS) adopted a final rule requiring New York-regulated financial institutions to...

Michael A. Mancusi, Kevin M. Toomey, David F. Freeman, Jr., Christopher L. Allen, Robert C. Azarow.