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The Investment Firm Directive and Regulation

United Kingdom, European Union, Ireland - June 24 2020 The EU's Investment Firms Directive (IFD) and Investment Firms Regulation (IFR) will put in place a new prudential framework for MiFID-authorised...

Chris Jessup, Sinead Prunty, Patrick Brandt, Kevin Allen.

EBA issues guidelines on loan origination and monitoring

European Union, Ireland - June 19 2020 On 29 May 2020, the European Banking Authority (EBA) published its final report on the Guidelines on Loan Origination and Monitoring (the Guidelines)...

Sinead Prunty, Patrick Brandt, Kevin Allen, Eimear Caher.

EBA Report on the Cum-Ex dividend arbitrage controversy

European Union, Ireland - June 3 2020 Banks, brokers and private wealth managers (and their Compliance Officers and PCFs) should take note of the report recently published by the European...

Kenan Furlong, Enda Hurley, Liam Kennedy, Sinead Prunty, Patrick Brandt, Kevin Allen.

COVID-19: Financial Crime Risk - Regulatory expectations

Ireland - May 14 2020 Financial services providers have been very active in maintaining essential services, managing their own duties as employers and managing operational...

Patrick Brandt, Eimear Caher.

COVID-19: Fitness and Probity requirements

Ireland - May 13 2020 As the COVID-19 pandemic continues to impact businesses and individuals the Central Bank has provided some welcome guidance on processing PCF...