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Asset Management & Investment Funds Q&A - Oct 2020

United Kingdom - October 29 2020 Question What are the implications for investment funds marketed in the UK in light of the Financial Conduct Authority's temporary permissions regime…

Laura Butler, Brian McDermott, Kerill O’Shaughnessy, Mary Deegan, Mary McKenna, Michael Barr, Niamh O'Hara, Sandra O’Connor, Stephen Carson, Yvonne O’Rourke.

Summary UK TPR update

United Kingdom - June 4 2019 This means that any fund managers who have not already submitted a TPR notification now have until 30 October 2019 to do so. The notification…

Laura Butler, Brian McDermott, Kerill O’Shaughnessy, Mary Deegan, Mary McKenna, Michael Barr, Niamh O'Hara, Sinéad O’Connor, Stephen Carson, Yvonne O’Rourke.

The Front Page, Asset Management & Investment Funds: Irish Practice Developments: Revised Market Abuse Regime

European Union - June 29 2016 Regulation (EU) 596/2014 on market abuse (MAR) and the EU Market Abuse Directive 2014/57/EU, which update the existing Market Abuse Directive…

Brian McDermott, Mary McKenna.

Derivative transaction reporting and Legal Entity Identifier codes (LEIs)

European Union, Ireland - October 29 2013 Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade…

Maureen Shannon.