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SEC Amends Exempt Offering Framework

USA - November 20 2020 On November 2, 2020, the Securities and Exchange Commission (SEC) voted to amend the framework for exempt offerings under the Securities Act of 1933…

Robert H. Cohen, Thomas P. Conaghan, Gary Emmanuel, Mark J. Mihanovic

SEC Modernizes “Accredited Investor” Definition

USA - August 27 2020 On August 26, 2020, the US Securities and Exchange Commission (the SEC or “Commission”) adopted amendments to the definition of “accredited investor”…

Robert H. Cohen, Thomas P. Conaghan, Diana Douglas, Gary Emmanuel, Mark J. Mihanovic, Eric Orsic, Mark S. Selinger, Heidi Steele

SEC Amends Financial Statement Requirements for Business Acquisitions and Dispositions

USA - July 9 2020 In May 2020, the US Securities and Exchange Commission announced amendments to the rule and forms regarding the financial statement requirements for…

Thomas P. Conaghan

SEC Provides Further Guidance on COVID-19 Disclosure

USA - July 1 2020 On June 23, 2020, the Division of Corporation Finance (CF) and the Office of the Chief Accountant of the US Securities and Exchange Commission (SEC)…

Richard Bass, Robert H. Cohen, Thomas P. Conaghan, Gary Emmanuel, Patrick F. Healy, Mark J. Mihanovic, Eric Orsic, Heidi Steele

COVID-19 Response: NYSE and Nasdaq Provide Relief from Shareholder Approval Rules for Certain Capital Raising Transactions

USA - May 20 2020 To help enable rapid access to capital for public companies facing liquidity shortages in the COVID-19 pandemic, both the New York Stock Exchange…

Heidi Steele, Daniel L. Woodard