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Department of Labor Exemption Impacts Investment Advice Fiduciaries

USA - July 15 2021 “Investment Advice Fiduciaries” are investment advisers, broker-dealers, banks and insurance companies and their employees, agents and…

Todd A. Solomon, Brian J. Tiemann

Department of Labor Exemption Impacts Investment Advice Fiduciaries

USA - July 21 2021 The US Department of Labor (DOL) recently issued guidance concerning a new exemption under the prohibited transaction provisions of the Employee…

Todd A. Solomon, Brian J. Tiemann