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SEC Adopts Final Pay Versus Performance Rules

USA - September 13 2022 On August 25, 2022, the US Securities and Exchange Commission (SEC) adopted final rules to implement the pay versus performance disclosure…

Thomas P. Conaghan, Andrew C. Liazos, Eric Orsic, Brian J. Tratner

SEC Sets the Table for Stricter Rule 10b5-1 Insider Trading Plans and Enhanced Disclosures for Company Repurchases

USA - December 17 2021 Earlier this week, the US Securities and Exchange Commission (SEC) proposed amendments to Exchange Act Rule 10b5-1 that would impose new restrictions…

Eugene I. Goldman, Eric Orsic

SEC Modernizes “Accredited Investor” Definition

USA - August 27 2020 On August 26, 2020, the US Securities and Exchange Commission (the SEC or “Commission”) adopted amendments to the definition of “accredited investor”…

Robert H. Cohen, Thomas P. Conaghan, Diana Douglas, Ze’-ev D. Eiger, Gary Emmanuel, Mark J. Mihanovic, Eric Orsic, Mark S. Selinger

SEC Provides Further Guidance on COVID-19 Disclosure

USA - July 1 2020 On June 23, 2020, the Division of Corporation Finance (CF) and the Office of the Chief Accountant of the US Securities and Exchange Commission (SEC)…

Richard Bass, Robert H. Cohen, Thomas P. Conaghan, Ze’-ev D. Eiger, Gary Emmanuel, Patrick F. Healy, Mark J. Mihanovic, Eric Orsic

COVID-19 Response: NYSE and Nasdaq Provide Relief from Shareholder Approval Rules for Certain Capital Raising Transactions

USA - May 20 2020 To help enable rapid access to capital for public companies facing liquidity shortages in the COVID-19 pandemic, both the New York Stock Exchange…

Ze’-ev D. Eiger, Daniel L. Woodard