Daniel L. Woodard
McDermott Will & Emery
Articles
COVID-19 Response: NYSE and Nasdaq Provide Relief from Shareholder Approval Rules for Certain Capital Raising Transactions
USA - May 20 2020 To help enable rapid access to capital for public companies facing liquidity shortages in the COVID-19 pandemic, both the New York Stock Exchange…
Capital Markets & Public Companies Quarterly
USA - October 17 2019 On September 6, 2019, the Staff of the Division of Corporation Finance of the US Securities and Exchange Commission (SEC) announced two major changes…
Eric Orsic, Gary Emmanuel, Heidi Steele, Mark J. Mihanovic, Robert H. Cohen, Thomas J. Murphy, Thomas P. Conaghan, William Hadler.
Capital Markets & Public Companies Quarterly 6
USA - July 19 2019 During the previous quarter, the SEC proposed new rulemaking to reduce the number of smaller companies that become subject to enhanced reporting…
Eric Orsic, Gary Emmanuel, Heidi Steele, Mark J. Mihanovic, Robert H. Cohen, Thomas J. Murphy, Thomas P. Conaghan, William Hadler.
SEC Adopts Modernization and Simplification of Regulation S-K
USA - April 15 2019 On March 20, 2019, the US Securities and Exchange Commission (SEC) adopted amendments that simplify and update certain disclosure requirements…
Come on In, the Water’s Fine: SEC Proposes Expanding “Test-the-Waters” Communications to All Issuers
USA - March 4 2019 On February 19, 2019, the SEC proposed a new rule, Rule 163B, that would allow all issuers to engage in "test-the-waters" communications prior to the…
