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Inside Out: Is a Recent Crypto Asset Insider Trading Case a Prelude to More SEC Enforcement Actions?

USA - August 10 2022 On July 21, 2022, the US Securities and Exchange Commission (SEC) filed a civil enforcement action alleging that from at least June 2021 to April…

Ethan M. Heller, Rachel Rosen, Alexandra C. Scheibe

COVID-19 Response: NYSE and Nasdaq Provide Relief from Shareholder Approval Rules for Certain Capital Raising Transactions

USA - May 20 2020 To help enable rapid access to capital for public companies facing liquidity shortages in the COVID-19 pandemic, both the New York Stock Exchange…

Ze’-ev D. Eiger, Heidi Steele

Capital Markets & Public Companies Quarterly

USA - October 17 2019 On September 6, 2019, the Staff of the Division of Corporation Finance of the US Securities and Exchange Commission (SEC) announced two major changes…

Robert H. Cohen, Thomas P. Conaghan, Gary Emmanuel, William Hadler, Mark J. Mihanovic, Thomas J. Murphy, Eric Orsic, Heidi Steele

Capital Markets & Public Companies Quarterly 6

USA - July 19 2019 During the previous quarter, the SEC proposed new rulemaking to reduce the number of smaller companies that become subject to enhanced reporting…

Robert H. Cohen, Thomas P. Conaghan, Gary Emmanuel, William Hadler, Mark J. Mihanovic, Thomas J. Murphy, Eric Orsic, Heidi Steele

SEC Adopts Modernization and Simplification of Regulation S-K

USA - April 15 2019 On March 20, 2019, the US Securities and Exchange Commission (SEC) adopted amendments that simplify and update certain disclosure requirements…

Thomas P. Conaghan, Eric Orsic