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Department of Labor Exemption Impacts Investment Advice Fiduciaries

USA - July 21 2021 The US Department of Labor (DOL) recently issued guidance concerning a new exemption under the prohibited transaction provisions of the Employee…

Jennifer D. Hill, Todd A. Solomon.

Department of Labor Exemption Impacts Investment Advice Fiduciaries

USA - July 15 2021 “Investment Advice Fiduciaries” are investment advisers, broker-dealers, banks and insurance companies and their employees, agents and…

Jennifer D. Hill, Todd A. Solomon.

Final Rule for Selecting Retirement Plan Investments Leaves ESG Behind

USA - December 8 2020 During the last 30 years, the DOL has issued piecemeal guidance on plan investments that involve non-financial objectives and the application of…

Erin Turley.

DOL Proposed Regulations on Proxy Voting

USA - October 27 2020 The DOL has long-held that proxy voting is a fiduciary act. A plan fiduciary has a fiduciary obligation to vote proxies on issues that may affect the…

Todd A. Solomon.

IRS Announces 2021 Employee Benefit Plan Limits

USA - October 26 2020 The Internal Revenue Service (IRS) recently announced the cost-of-living adjustments to the applicable dollar limits for various employer-sponsored…

Jeffrey M. Holdvogt, Jacob Mattinson, Judith Wethall.