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FRC reflections: Annual Enforcement Review 2020

United Kingdom - September 23 2020 On 31 July 2020, the Financial Reporting Council (FRC) published its Annual Enforcement Review 2020 ("the Review"). The tenor of the report is one of...

Guy Wilkes, Samir Manek.

FRC reflections: Audit inspection results and a deeply concerned regulator

United Kingdom - July 21 2020 On 14 July 2020, the Financial Reporting Council (FRC) released its latest annual audit inspection results of the largest firms. These showed that...

Guy Wilkes, Samir Manek.

What the FCA's Business Plan tells us about Enforcement in the coming year

United Kingdom - April 16 2018 The FCA has recently published its Business Plan 201819, which sets out its priorities for the coming year. In analysing this, a number of column...

Guy Wilkes.

Supreme Court rules on third party rights

United Kingdom - April 18 2017 The eagerly awaited Supreme Court judgment in the case of Achilles Macris has now been handed down. Whilst the regulators may well be happy about the...

SMR shows we are not going soft, says Head of FCA Enforcement

United Kingdom - January 27 2017 In a speech delivered on 19 January 2017, Mark Steward (Director of Enforcement and Market Oversight at the FCA) explained that the fall in recent...