Scott Carnachan

Deacons

Articles

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Hong Kong OTC derivatives regulation – reporting rules set to take effect

Hong Kong - June 15 2015 Hong Kong reporting obligations for certain OTC derivative transactions will come into effect on 10 July 2015. For asset managers, the reporting…

Opt-in regulation of virtual asset trading platforms

Hong Kong - November 19 2019 The Securities and Futures Commission (SFC) has announced a regulatory regime that virtual asset trading platforms operating in Hong Kong can opt…

Isabella Wong

IOSCO’s proposed guidance for regulation on the use of artificial intelligence and machine learning

Global, Hong Kong - July 21 2020 The International Organization of Securities Commissions (IOSCO) has recently issued a consultation report to propose guidance for members in…

Isabella Wong

SFC issues guidance on marketing of real estate arrangements in Hong Kong

Hong Kong - August 11 2016 For many years, it was common to see advertisements in Hong Kong newspapers for seminars and opportunities about investing in overseas real estate…

OTC derivatives - recent SFC circulars and consultations

Hong Kong - October 29 2015 The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) continue to develop the Hong Kong regulatory framework for…