Rebecca Yip
Deacons
Articles
Results 1 to 5 of 70
Hong Kong SFC licensing and compliance hints - February 2022
Hong Kong - February 25 2022 The SFC posted an updated AML/CFT Self-Assessment Checklist on…
WINGS in full swing
Hong Kong - January 26 2022 Licensed companies should be familiar with the SFC’s WINGS portal since its initial launch in January 2019…
Hong Kong SFC licensing and compliance hints
Hong Kong - August 19 2021 The SFC issued a circular on 28 June 2021 on the operation of bank accounts…
Hong Kong SFC licensing and compliance hints
Hong Kong - January 26 2021 Electronic data storage: has the company identified where its regulatory records are stored electronically and with whom, in compliance with the FAQs…
Applications for new insurance intermediary licences by deemed licensees
Hong Kong - September 22 2020 Hong Kong’s Insurance Authority (IA) became the regulator of all insurance intermediaries on 23 September 2019. All insurance agencies and insurance…
