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Court of Appeal confirms constitutionality of money laundering provisions

Hong Kong, United Kingdom - August 28 2019 In our 8 September 2015 newsletter, we reported a judicial review application made by Interush Limited on the constitutionality of ss. 25(1) and 25A…

Bank’s employee convicted of bribery for soliciting profit sharing

Hong Kong - August 28 2019 On 20 August 2019, District Court Judge Gary Lam Kar-yan handed down a confiscation order of approximately $1.46 million from a former associate…

SFC’s power to transfer compelled answers and materials to foreign regulators confirmed by court: AA v SFC (HCAL 41/2016)

Hong Kong - April 26 2019 On 11 February 2019, the Court of First Instance, presided by Mr. Justice Zervos JA, confirmed the power of the Securities and Futures Commission…

Citron Research Case - Beware of the duty of care imposed on stock market commentators

Hong Kong - April 26 2019 In our October 2016 newsletter, we reported the landmark decision of the Market Misconduct Tribunal (Tribunal) in the Citron Research Case. Mr Andrew…

Court of Final Appeal holds that insider dealing of overseas listed securities is prohibited under section 300 of the Securities and Futures Ordinance

Hong Kong - February 21 2019 In our March 2016 and December 2017 newsletters, we reported the respective Judgments of the Court of First Instance and the Court of Appeal in The…