Mary Nieto



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Climate-related risk requirements for fund managers

Hong Kong - August 30 2021 Financial Services Hong Kong’s Securities and Futures Commission (SFC) has announced details of requirements for fund managers to address climate…

Jeremy Lam.

“Change and resilience”: the SFC’s keynote messages for fund managers

Hong Kong - June 24 2021 On 7 June 2021, Ms Julia Leung, the Deputy Chief Executive Officer and Executive Director, Intermediaries, of the Securities and Futures Commission…

A new structure for PE funds in Hong Kong

Hong Kong - March 30 2020 On 20 March 2020, the Hong Kong Government published the Limited Partnership Fund Bill (Bill). The Bill will be subject to Hong Kong's usual…

Su Cheen Chuah, Shanshan Liu.

Conduct questions and whistleblowing: a look at the FCA and the SFC

Hong Kong - July 25 2019 In April 2019 the UK’s Financial Conduct Authority (FCA) published its Approach to Supervision feedback statement and, in May 2019, a paper on…

Economic substance requirements - a quandary for offshore investment managers

Hong Kong - May 22 2019 Many offshore law firms and other fund service providers have been publishing bulletins about the enactment by traditional offshore jurisdictions of…

Scott Carnachan.