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SFC proposes amendments to exemption for advertisements of investment products and enforcement-related provisions of the Securities and Futures Ordinance

Hong Kong - June 20 2022 On 10 June 2022, the Securities and Futures Commission (SFC) issued the Consultation Paper on Proposed Amendments to Enforcement-related Provisions…

Pinky Siu

OFC - an alternative structure for SFC-authorized funds

Hong Kong - April 22 2021 On 24 February 2021, Hong Kong’s Finance Secretary Paul Chan delivered the 2021-22 Budget which highlighted upcoming government initiatives to…

Alwyn Li

1MDB saga: comparing the threshold for personal liability for company offences under HK and Malaysia’s securities law

Hong Kong, Malaysia - September 24 2019 In December 2018, Malaysia charged three Goldman Sachs subsidiaries and two employees under section 179 of the Capital Markets and Services…

Jack Hung