Nina Mao

Hall & Wilcox

Articles

Results 1 to 5 of 10
Most popular |Most recent


Financial Services in Focus - Issue 56

Australia - July 27 2021 In this edition, we consider ASIC’s pilot data dictionary and glossary for internal dispute resolution data reporting, the Federal Government’s…

Adrian Verdnik, Harry New, Vince Battaglia.

Implementing the DDO: Making a target market determination

Australia - July 12 2021 Continuing our series of articles about the new design and distribution obligations (DDO) regime, we look at the issue of making a target market…

Vince Battaglia.

Financial Services in Focus - Issue 55

Australia - July 2 2021 In this bumper edition, we report on the extension of transitional licensing relief for foreign financial services providers, new AUSTRAC guidance…

Adrian Verdnik, Harry New, Vince Battaglia.

Financial Services in Focus - Issue 54

Australia - May 26 2021 In this edition, we consider the Budget's commitments to funds management and foreign financial services providers, a case on defective PDS…

Adrian Verdnik, Harry New, Vince Battaglia.

Implementing the DDO regime: Hidden complexities to be aware of

Australia - May 24 2021 We have discovered some surprising findings during our discussions with clients on the new design and distribution obligations (DDO) regime. Our…

Vince Battaglia.