Harry New

Hall & Wilcox

Legal Influencer

Q1 | 2019

Legal Influencers

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  • Q1 | 2019 in Financial services - Australasia
  • Q3 | 2018 in Financial services - Australasia

Articles

Results 1 to 5 of 328


Financial Services in Focus - Issue 69

Australia - July 20 2022 In this edition, we consider new financial requirements for corporate directors of CCIVs, ASIC’s findings of superannuation trustees’ communications…

Vince Battaglia, Philip Hopley, Adrian Verdnik

Financial Services in Focus - Issue 66

Australia - May 10 2022 In this edition, we consider a case handed down about breaches of AFSL obligations due to poor cybersecurity practices, APRA's expectations in…

Vince Battaglia, Philip Hopley, Nina Mao, Adrian Verdnik

Financial Services in Focus - Issue 55

Australia - July 2 2021 In this bumper edition, we report on the extension of transitional licensing relief for foreign financial services providers, new AUSTRAC guidance…

Vince Battaglia, Nina Mao, Adrian Verdnik

Can foreign financial service providers operate in Australia?

Australia - December 18 2009 This article explores the requirement for foreign financial services providers (FFSP) to hold an Australian Financial Services Licence (AFSL) when operating a financial services business in Australia and sets out the various options available to FFSPs including various exemptions from the requirement to hold an AFSL.

John Bassilios

Financial Services in Focus - Issue 60

Australia - November 26 2021 In this edition, we consider ASIC’s new guidance on crypto-asset licensing and market regulation, new and updated APRA FAQs on a range of matters…

Vince Battaglia, Philip Hopley, Nina Mao, Adrian Verdnik