Adrian Verdnik

Hall & Wilcox

Legal Influencer

Q4 | 2018

Legal Influencers

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  • Q4 | 2018 in Financial services - Australasia

Articles

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Financial Services in Focus - Issue 56

Australia - July 27 2021 In this edition, we consider ASIC’s pilot data dictionary and glossary for internal dispute resolution data reporting, the Federal Government’s…

Harry New, Nina Mao, Vince Battaglia.

Financial Services in Focus - Issue 55

Australia - July 2 2021 In this bumper edition, we report on the extension of transitional licensing relief for foreign financial services providers, new AUSTRAC guidance…

Harry New, Nina Mao, Vince Battaglia.

Superannuation trustee service: Non-public offer trustees secure level playing field

Australia - June 28 2021 ASIC has registered ASIC Corporations (Amendment) Instrument 2021/550 (Amending Instrument), which will exempt both public‑offer and non‑public offer…

Anne MacNamara, Charlie Renney.

Financial Services in Focus - Issue 54

Australia - May 26 2021 In this edition, we consider the Budget's commitments to funds management and foreign financial services providers, a case on defective PDS…

Harry New, Nina Mao, Vince Battaglia.

Implementing the DDO regime: Delay and the first mover problem

Australia - May 10 2021 In advising our clients on the new design and distribution obligations (DDO) regime, we have discovered some surprising findings. In a series of…

Nina Mao, Vince Battaglia.