Mark Roderick
Flaster Greenberg PC
Articles
Yes, A Parent Company Can Use Title III Crowdfunding
USA - August 15 2018 We know an “investment company,” as defined in the Investment Company Act of 1940, can’t use Title III Crowdfunding. For that matter, an issuer can’t…
Opportunity Zone Funds in Crowdfunding
USA - August 2 2018 It's all about taxes, specifically capital gain taxes. Added to the Internal Revenue Code by the 2017 tax act, new section 1400Z-2 allows investors…
What A Tokenized Security Could Do
USA - June 21 2018 Keep track of the owner (and by extension, the whole cap table) Eliminate paper certificates Facilitate transfers Provide a history of transfers…
Trusts as Accredited Investors in Crowdfunding and Token Sales
USA - June 20 2018 Rule #1: The Trust is an accredited investor if the trustee or co-trustee is a bank, insurance company, registered investment company, business…
Section 17(b) of the Securities Act in Crowdfunding and Token Sales
USA - May 2 2018 It shall be unlawful for any person. . . . to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper, article, letter…
