Jeffrey T. Haughey

GableGotwals

Articles

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SEC Facilitates Use of Electronic Signatures

USA - November 24 2020 On November 17, 2020, the SEC adopted amendments to Rule 302(b) that will allow reporting companies to make SEC filings (periodic and current reports…

SEC Proposes Conditional Exemption for Finders of Investors in Private Offerings

USA - October 14 2020 On October 7, 2020, the SEC proposed a conditional exemptive order from broker registration requirements for "finders" who assist issuers in finding…

Accredited Investor Definition Updated

USA - October 6 2020 In late August, the SEC adopted amendments to the definitions of "accredited investors" and "qualified institutional buyers" (QIBs) to more…

SEC Modifies Shareholder Proposal Requirements

USA - October 1 2020 On September 23, 2020, the SEC modified Rule 14a-8 in Regulation S-K related to shareholder proposals. The modifications include the following:…

SEC Updates Disclosure of Business, Legal Proceedings, and Risk Factors

USA - September 8 2020 On August 26, 2020, the SEC updated rules in Regulation S-K requiring business, legal proceedings, and risk factor disclosures that become effective…