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UK Finance Report on the SMCR - Regulatory references and other tricky issues under the spotlight

United Kingdom - October 17 2019 UK Finance, with the assistance of Ashurst, has published a timely report on the effect of the Senior Managers and Certification Regime (SMCR) on the…

Jane Mann.

SMCR for insurers: handling disciplinaries under the new regime

United Kingdom - September 26 2019 The focus for most insurers has been on implementing the big new processes that the SMCR entails, namely…

Chris Finney, Helen Farr, Jane Mann, Joanna Chatterton, Sebastian Sayer.

Implementing the SMCR within insurance companies - don't forget your Conduct Rule Staff!

United Kingdom - September 20 2019 In the process of implementing the SMCR, Conduct Rule staff may have been overlooked. Your initial focus will have been on your Senior Management…

Chris Finney, Helen Farr, Jane Mann, Joanna Chatterton, Sebastian Sayer.

Insurers hiring and employing certified staff under the SMCR - are your processes fit for purpose?

United Kingdom - September 11 2019 With insurers focussed on getting processes in place for certifying relevant staff and developing systems to manage the regulatory referencing regime…

Chris Finney, Helen Farr, Jane Mann, Joanna Chatterton, Sebastian Sayer.

The Senior Managers and Certification Regime - what do you need to do from 10 December?

USA - September 4 2019 A reminder for insurers and re-insurers about annual certification This article from the Fox Williams LLP SMCR team focuses on the changes for…

Chris Finney, Helen Farr, Jane Mann, Joanna Chatterton, Sebastian Sayer.