United Kingdom - May 4 2022
Recent reports of an acute shortage of hormone replacement therapy (HRT) in the UK has highlighted the considerable difficulties that symptoms of the…
United Kingdom, USA - December 3 2021
The SMCR has applied to banks since 2016; insurers since 2018; and core and enhanced firms since 2019. During that period, our employment and…
Chris Finney, Sona Ganatra, Peter Wright
United Kingdom - August 11 2021
In this second article on the FCA’s culture requirements, we look at the fall out from the pandemic, culture risk factors in light of the increase in…
Kerry Kirby, David Murphy
United Kingdom - August 11 2021
Across two articles we look at recent developments in the FCA’s approach to culture in the financial services industry and how this interacts with the…
Kerry Kirby, David Murphy
United Kingdom - April 6 2021
The FCA has launched a campaign to encourage and reassure whistleblowers, with the strapline “In confidence, with confidence.” Mark Steward, Executive…
Aidan Coghlan, Chris Finney