Articles

Results 1 to 5 of 16


Menopause at work: how best to support your employees

United Kingdom - May 4 2022 Recent reports of an acute shortage of hormone replacement therapy (HRT) in the UK has highlighted the considerable difficulties that symptoms of the…

Watch now: Compliance forum - The SMCR: identifying, managing and mitigating personal SMCR risks

United Kingdom, USA - December 3 2021 The SMCR has applied to banks since 2016; insurers since 2018; and core and enhanced firms since 2019. During that period, our employment and…

Chris Finney, Sona Ganatra, Peter Wright

A focus on the FCA’s culture requirements and changing work patterns: The pandemic and beyond

United Kingdom - August 11 2021 In this second article on the FCA’s culture requirements, we look at the fall out from the pandemic, culture risk factors in light of the increase in…

Kerry Kirby, David Murphy

A focus on the FCA’s culture requirements and changing work patterns: The background

United Kingdom - August 11 2021 Across two articles we look at recent developments in the FCA’s approach to culture in the financial services industry and how this interacts with the…

Kerry Kirby, David Murphy

The FCA’s Whistleblowing campaign - renewed focus

United Kingdom - April 6 2021 The FCA has launched a campaign to encourage and reassure whistleblowers, with the strapline “In confidence, with confidence.” Mark Steward, Executive…

Aidan Coghlan, Chris Finney