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Results: 1-10 of 2,257

Analysis of OCC’s Fintech Charter Proposal
  • Hudson Cook LLP
  • USA
  • December 7 2016

On Friday, December 2, 2016, the Office of the Comptroller of the Currency (“OCC”) published its long-awaited


Impact on Federal Regulatory and Administrative Law Issues of Recent Supreme Court Decisions
  • Greenberg Traurig LLP
  • USA
  • November 17 2016

This Term the Supreme Court will consider several cases that could have a significant impact on administrative law and federal regulatory litigation


Inside the Courts An Update From Skadden Securities Litigators, November 2016 Volume 8 Issue 4
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • November 16 2016

We are pleased to present Inside the Courts (Volume 8, Issue 4), Skadden's securities litigation newsletter. This quarter's issue includes summaries


Audit committee and auditor oversight update No.33 (OctoberNovember 2016)
  • Baker & McKenzie
  • USA
  • November 16 2016

This Update summarizes recent developments relating to public company Audit Committees and their oversight of financial reporting and of the


2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • European Union, Hong Kong, Ireland, OECD, United Kingdom, USA
  • November 15 2016

On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a


Dismissed Shareholder Lawsuit Against Capital One in Delaware Is a Reminder to Pay Close Attention to AML Compliance
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • November 1 2016

In a recently decided case, Reiter v. Fairbank (Del Ch. October 18, 2016), the Delaware Chancery Court dismissed shareholder allegations that the


Governance & Securities Law Focus: Latin America Edition, October 2016
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • October 26 2016

This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the third quarter of


Governance & Securities Law Focus: Europe Edition, October 2016
  • Shearman & Sterling LLP
  • Germany, Hong Kong, Italy, United Kingdom, USA
  • October 17 2016

On 15 September 2016, the European Parliament resolved to adopt amendments to the European Commission's proposal for a new Prospectus Regulation to


The State AG Report Weekly Update October 6, 2016
  • Cozen O'Connor
  • USA
  • October 6 2016

In a new blog post, Maria Colsey Heard discusses the National Association of Attorneys General (“NAAG”) Fall 2016 Consumer Protection Seminar, held in


Who is Responsible for a Company’s Mood in the Middle? - the Wells Fargo Fiasco
  • Volkov Law Group
  • USA
  • September 26 2016

Wells Fargo's cultural tone is not easily segregated between "top," "middle" and "bottom." Despite the recent cross-selling scandal, in which the