Skadden Arps Slate Meagher & Flom LLP | USA | 28 Feb 2024
While the volume of securities class actions filings has remained consistently elevated over the past several years, the composition of the class…
Holland & Knight LLP | USA | 21 Nov 2023
The SEC's Division of Enforcement recently announced its Fiscal Year (FY) 2023 results, touting a record-setting year. Rather than repeat…
Venable LLP |
USA | 28 Jun 2023
The issue of when a person may be considered a "broker" or "dealer" and subject to registration as such under the federal securities laws, as…
Shearman & Sterling LLP | European Union, Hong Kong, Italy, etc. | 19 Jul 2017
On 26 June 2017, the European Commission (the "Commission"), published guidelines on the methodology to be adopted by certain large companies and…