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Sidley Perspectives on M&A and Corporate Governance - June 2017
  • Sidley Austin LLP
  • USA
  • June 13 2017

Oversight of a company's tone at the top and the compliance program designed to establish and maintain that tone and detect problems is an important


A New Reason for Private Equity Sellers to Hate Undefined “Fraud Carve-outs”
  • Weil Gotshal & Manges LLP
  • USA
  • May 16 2017

Undefined fraud carve-outs are ubiquitous in M&A agreements; and the problems they pose for private equity sellers are legion. Many of these problems


The Ropes Recap: Mergers & Acquisitions Law News - Second Half 2016
  • Ropes & Gray LLP
  • China, United Kingdom, USA
  • April 21 2017

On July 8, 2016, the Delaware Court of Chancery released its post-trial opinion in an appraisal action that arose from the sale of DFC Global


Financial Services 2016 Year-End Report
  • Baker & Hostetler LLP
  • USA
  • March 1 2017

Welcome to the 2016 Year-End Report from BakerHostetler’s Financial Services Industry Team. We


DOJ Sheds Light on How it Evaluates Corporate Compliance Programs
  • Bryan Cave LLP
  • USA
  • February 27 2017

Earlier this month, the Criminal Division of the U.S. Department of Justice (“DOJ”) issued guidance on how it evaluates corporate compliance programs


DOJ Reinforces Important Themes and Rigor Needed in Evaluating the Effectiveness of Compliance Programs
  • Baker Botts LLP
  • USA
  • February 23 2017

On the heels of any investigation or during periodic compliance assessments, clients regularly inquire concerning how the Department of Justice


Q4 2016 U.S. Legal and Regulatory Developments
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • Canada, USA
  • January 9 2017

On December 8, 2016, the Securities and Exchange Commission (the "SEC") released several new Compliance and Disclosure Interpretations ("C&DIs"


Funds Talk: December 2016
  • Kramer Levin Naftalis & Frankel LLP
  • European Union, France, United Kingdom, USA
  • December 1 2016

The Office of Compliance Inspections and Examinations (OCIE) announced it is examining registrants' compliance with key whistleblower provisions


2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • European Union, Hong Kong, Ireland, OECD, United Kingdom, USA
  • November 15 2016

On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a


Governance & Securities Law Focus: Latin America Edition, October 2016
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • October 26 2016

This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the third quarter of