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Results: 1-10 of 18

SEC issues new interpretations on use of non-GAAP financial measures and Item 2.02 of Form 8-K
  • Katten Muchin Rosenman LLP
  • USA
  • January 15 2010

On January 11, the Securities and Exchange Commission’s Division of Corporation Finance issued new Compliance and Disclosure Interpretations (C&DIs) on rules, regulations and forms related to non-generally accepted accounting principles (GAAP) financial measures Item 2.02 of Form 8-K


SEC publishes interpretations relating to new proxy disclosure rules
  • Katten Muchin Rosenman LLP
  • USA
  • January 22 2010

On January 20, the Securities and Exchange Commission published Compliance and Disclosure Interpretations (C&DIs) providing further guidance as to transition dates and other clarifications for the new rules on corporate governance disclosures


SEC to consider adopting proxy disclosure rules next week
  • Katten Muchin Rosenman LLP
  • USA
  • December 11 2009

The Securities and Exchange Commission announced that at its next open meeting on December 16, the Commission will determine whether to adopt the rules it proposed in July relating to enhanced disclosure in issuers’ proxy statements of (i) the impact of overall compensation policies and practices (including those applicable to non-executive employees) on risk-taking; (ii) the qualifications, experience, skills and other attributes of directors and nominees to serve on the board or a committee of the board; (iii) the role of the board of directors in risk management; (iv) the rationale for the issuer’s corporate leadership structure; and (v) potential conflicts of interests of compensation consultants


SEC re-opens public comment period for shareholder director nomination proposal
  • Katten Muchin Rosenman LLP
  • USA
  • December 18 2009

On December 14, the Securities and Exchange Commission announced in a rule-making notice that it is re-opening the public comment period for its shareholder director nomination proposal in an effort to solicit views on additional data and analyses received by the Commission at or after the end of the original public comment period, which was August 17


SEC issues final rules to enhance disclosure regarding corporate governance and clarify proxy rules
  • Katten Muchin Rosenman LLP
  • USA
  • December 18 2009

On December 16, the Securities and Exchange Commission adopted final rules intended to improve disclosure in the area of corporate governance and clarify the SEC’s proxy rules


SEC adopts final rules on shareholder advisory vote on executive compensation for TARP recipients
  • Katten Muchin Rosenman LLP
  • USA
  • January 15 2010

On January 12, the Securities and Exchange Commission adopted final rules that require companies which have received financial assistance under the Troubled Asset Relief Program (TARP) to include in their proxy statement a separate shareholder vote on executive compensation as required to be disclosed under Item 402 of Regulation S-K


SEC approves NYSE governance listing standards amendments
  • Katten Muchin Rosenman LLP
  • USA
  • December 11 2009

On November 25, the Securities and Exchange Commission approved amendments to the New York Stock Exchange’s corporate governance listing standards in Section 303A of the NYSE Listed Company Manual


SEC issues technical corrections to recent rule amendments
  • Katten Muchin Rosenman LLP
  • USA
  • February 26 2010

On February 23, the Securities and Exchange Commission made technical corrections to rule amendments adopted on December 19, 2009, in the areas of corporate governance and proxy disclosure


SEC adopts proxy rule changes to notice and access model
  • Katten Muchin Rosenman LLP
  • USA
  • February 26 2010

On February 22, the Securities and Exchange Commission adopted final rule changes to its notice and access proxy solicitation model (also known as the "notice-only option") which provides for Internet availability of proxy materials following the provision to shareholders of a notice of Internet availability


NYSE proposes permanent reduction of market capitalization threshold to $15 million
  • Katten Muchin Rosenman LLP
  • USA
  • July 10 2009

On June 30, the New York Stock Exchange, LLC proposed to make permanent the current temporary reduction of its global market capitalization continued listing standard from $25 million to $15 million