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Yates, Whistleblowers and FCPA Pilot Project: Re-Examining Your Internal investigation Protocols
  • Volkov Law Group
  • USA
  • August 16 2016

Companies face an ever-changing constellation of risks, enforcement priorities and demands for internal controls and compliance program elements. As

LATAM Airlines Settles FCPA Charges
  • BuckleySandler LLP
  • USA
  • July 29 2016

On July 25, LATAM Airlines Group S.A. (LATAM), a Chile-based airline, agreed to settle parallel criminal and civil FCPA matters relating to alleged

Latest Auditor Suspensions Illustrate Key SEC Enforcement Focal Points
  • Drinker Biddle & Reath LLP
  • USA
  • July 27 2016

On July 22, 2016, the SEC suspended an accounting firm and permanently suspended one of its former partners for conducting a defective audit for a

The Importance of Risk Ranking to Compliance
  • Volkov Law Group
  • USA
  • July 25 2016

We all face a number of risks every day. Yet, we do not respond to each and every risk. We engage in risk-ranking our responses. Some are more risk

SEC Takes a Closer Look at Secondary Market Trading of Silicon Valley Shares
  • Fenwick & West LLP
  • USA
  • July 22 2016

Investors want a piece of Silicon Valley’s hot companies. Couple that trend with employees looking to diversify or sell shares and secondary market

Webinar: Benchmarking Your FCPA Compliance Program
  • Bryan Cave LLP
  • USA
  • July 21 2016

After a relatively slow year of Foreign Corrupt Practices Act (FCPA) prosecutions in 2015, this year started out with a landmark settlement against

What Is Driving the Justice Department’s Pilot Program on FCPA Disclosures?
  • Hogan Lovells
  • USA
  • July 6 2016

To understand how the government will regulate companies in the future, it is important to understand the problems that the government is currently

DOJ’s First Corporate Enforcement Action Under Pilot Program
  • McGuireWoods LLP
  • USA
  • July 5 2016

In April 2016, the Department of Justice (DOJ) announced its Foreign Corrupt Practices Act Enforcement Plan and Guidance, which includes a one-year

Third-Party Service Provider to Private Equity Funds Pays More Than $350,000 for Gatekeeping Failures
  • Drinker Biddle & Reath LLP
  • USA
  • June 21 2016

On June 16, 2016, Apex Fund Services (US), Inc., settled charges that it ignored clear indications of fraud while keeping records and preparing

DOJ Publicly Releases First Declination Letters Since Launching Its FCPA Pilot Program
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • June 20 2016

The Department of Justice has publicly released its first declination letters since the launch of its FCPA Pilot Program two months ago. The