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Baby you can drive my car or corporate jet: SEC scrutiny of executive compensation perks disclosures
  • Fenwick & West LLP
  • USA
  • November 19 2015

The SEC continues to focus on accounting and disclosure violations, including in the area of executive perks disclosure in corporate proxy statements

So you want to accept that board position? One more reason to pause: directors can be personally liable under Sarbanes-Oxley and Dodd-Frank
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • November 17 2015

On October 23, 2015, in a suit filed by Bio-Rad's former general counsel Sanford Wadler, the United States District Court for the Northern District

Questions EB-5 regional centers should be asking when purchasing D&O coverage
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • November 17 2015

As the EB-5 program continues to expand and regional centers have attracted increasing attention from foreign investors seeking to become permanent

Securities and corporate governance litigation quarterly - November 9, 2015
  • Seyfarth Shaw LLP
  • USA
  • November 9 2015

Gorman v. Salamone (here) involves a long-running dispute over the control of Westech Capital Corp. which arose because a voting agreement was

Overreacting to risk can ruin a compliance program
  • McGuireWoods LLP
  • USA
  • November 3 2015

In-house counsel, compliance officers and the external counsel who support them are trained to be risk averse when it comes to anti-corruption and

The Yates Memorandum: increasing the perils of parallel proceedings
  • Paul Hastings LLP
  • USA
  • October 28 2015

On September 9, 2015, the Department of Justice ("DOJ") issued new policies in the form of "six specific steps" intended to strengthen the DOJ's

SEC says disclose those perks and keep your manually-signed signature pages
  • Dykema Gossett PLLC
  • USA
  • October 9 2015

The SEC recently charged a sports supplements and nutrition company with committing a series of accounting and disclosure violations, including the

SEC charges advisory firm with fraud for improperly retaining fees
  • Ropes & Gray LLP
  • USA
  • October 7 2015

On September 2, 2015, the SEC settled enforcement proceedings brought against Taberna Capital Management LLC ("Taberna"), an investment advisory firm

Inside the courts: an update from skadden securities litigators
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • September 30 2015

Vice Chancellor J. Travis Laster of the Delaware Court of Chancery dismissed an appraisal action on a motion for summary judgment where the plaintiff

Know your EB-5 intermediary abroad: avoid FCPA traps in marketing your EB-5 deal outside the United States video
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • September 29 2015

With the proliferation of market makers and brokers abroad in the EB-5 space, U.S. issuers need to pay close attention to the Foreign Corrupt