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Definitive Guide to Implementing an Effective Incident Management Program
  • NAVEX Global (US)
  • Global, USA
  • February 14 2017

Research continues to show that organizations with strong ethical cultures have lower rates of witnessed misconduct. By implementing an incident


Audit Analytics Reports on Top Issues in 2016 SEC Comment Letters
  • Greenberg Traurig LLP
  • USA
  • January 30 2017

Audit Analytics recently released its "big picture" review of SEC comment letter activity for the first six months of 2016. The SEC issued 2,491


Governance & Securities Law Focus: Europe Edition, January, 2017
  • Shearman & Sterling LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • January 26 2017

On 25 October 2016, the European Commission ("Commission") adopted its 2017 Work Programme. The Commission proposes 21 key initiatives for 2017 to


Q4 2016 U.S. Legal and Regulatory Developments
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • Canada, USA
  • January 9 2017

On December 8, 2016, the Securities and Exchange Commission (the "SEC") released several new Compliance and Disclosure Interpretations ("C&DIs"


U.S. Law Year in Review 2016 and Year to Come 2017
  • Linklaters LLP
  • USA
  • January 5 2017

In December, the U.S. Supreme Court held in Salman v. United States that a tippee who trades on inside information may be liable even where the


Funds Talk: December 2016
  • Kramer Levin Naftalis & Frankel LLP
  • European Union, France, United Kingdom, USA
  • December 1 2016

The Office of Compliance Inspections and Examinations (OCIE) announced it is examining registrants' compliance with key whistleblower provisions


Inside the Courts An Update From Skadden Securities Litigators, November 2016 Volume 8 Issue 4
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • November 16 2016

We are pleased to present Inside the Courts (Volume 8, Issue 4), Skadden's securities litigation newsletter. This quarter's issue includes summaries


Audit committee and auditor oversight update No.33 (OctoberNovember 2016)
  • Baker McKenzie
  • USA
  • November 16 2016

This Update summarizes recent developments relating to public company Audit Committees and their oversight of financial reporting and of the


2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • European Union, Hong Kong, Ireland, OECD, United Kingdom, USA
  • November 15 2016

On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a


Issues Relating to Equity Plan Amendments to Increase Tax Withholding Under New FASB Rules
  • Stinson Leonard Street LLP
  • USA
  • October 27 2016

Financial Accounting Standards Board's (FASB) new standards, which go into effect for reporting periods after December 15, 2016, allow companies to