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SEC imposes sanctions for violations of auditor independence rules
  • Ropes & Gray LLP
  • USA
  • August 5 2015

On July 1, 2015, the SEC announced that it had agreed to settle enforcement proceedings brought against the auditor, the administrator and a board


A corporate monitor’s guide to international regulatory compliance
  • Foley & Lardner LLP
  • USA
  • July 10 2015

Recent headlines confirm what has been well known by white collar attorneys for years: U.S. enforcement of laws controlling international conduct is


The Financial Report July 9, 2015 - US Securities and Exchange Commission developments
  • DLA Piper LLP
  • USA
  • July 9 2015

The SEC requested comment on proposed rules that would prohibit national securities exchanges from listing any security of an issuer that is not in


In case you missed it - interesting items for corporate counsel 14th May 2015
  • Stoel Rives LLP
  • USA
  • May 14 2015

The SEC proposed pay for performance rules, here, to implement Section 953(a) of Dodd-Frank, which requires disclosure of "information that shows the


Securities and corporate governance litigation quarterly - April 27, 2015
  • Seyfarth Shaw LLP
  • USA
  • April 27 2015

The Supreme Court on March 24 issued its opinion in Omnicare, Inc. v. Laborers District Council Construction Industry Pension Fund


The Ticker - April 10 2015
  • Fredrikson & Byron PA
  • USA
  • April 10 2015

The Ticker shares recent developments in SEC compliance, capital markets, corporate governance, executive compensation and other matters important to


Financial services update Vol. 10, Issue 11
  • Winston & Strawn LLP
  • European Union, USA
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management


International regulatory update - 9 - 13 February 2015
  • Clifford Chance LLP
  • Australia, European Union, Germany, South Korea, USA
  • February 17 2015

The EU Council's Permanent Representatives Committee (COREPER) has agreed the EU Council's negotiating stance on the proposed regulation on indices


2014 U.S. legal and regulatory developments
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • January 9 2015

The following is our annual summary of significant U.S. legal and regulatory developments during 2014 of interest to Canadian companies and their


Securities and corporate governance litigation quarterly - January 8, 2015
  • Seyfarth Shaw LLP
  • USA
  • January 8 2015

On December 10, 2014, the Second Circuit decided United States v. Newman, which vacated the convictions against two hedge fund managers Anthony