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Governance & Securities Law Focus: Europe Edition, July 2017
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • July 19 2017

On 26 June 2017, the European Commission (the "Commission"), published guidelines on the methodology to be adopted by certain large companies and


SEC Chief Accountant Offers Guidance to Audit Committees
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • July 18 2017

SEC Chief Accountant Wesley Bricker recently delivered another speech in which he discussed current issues in financial reporting and highlighted the


Financial Services Update, Vol. 12, Issue 25
  • Winston & Strawn LLP
  • USA
  • June 26 2017

Last Thursday, federal bank regulators testifying at a hearing conducted by the U. S. Senate Banking Committee expressed recognition of the need to


Lending Club Decision Provides Guidance For Bringing Section 11 Claims Based on Weaknesses in Internal Controls
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • June 22 2017

We have been following defendants’ motions to dismiss in the In re Lending Club Securities Litigation class action, No 3:16-cv-02627-WHA, in the


10 Essential Steps to Effective Third-Party Risk Management
  • NAVEX Global (US)
  • USA
  • June 15 2017

Everyone knows that change is difficult, but deciding how and when to instigate change can be the toughest part of the process. Many clients have


Recent Court Decision Illustrates the Value of a 10b5-1 Plan
  • Winston & Strawn LLP
  • USA
  • June 7 2017

Lyle Roberts makes an interesting point in his 10b-5 Daily Blog in a post titled The Outset of the Fraud, which summarizes a recent federal court


The Ticker - June 1, 2017
  • Fredrikson & Byron PA
  • USA
  • June 1 2017

The Ticker shares recent developments in SEC compliance, capital markets, corporate governance, executive compensation and other matters important to


The Jenner & Block Report - April 2017
  • Jenner & Block LLP
  • Japan, USA
  • May 22 2017

Updates on U.S. Law for the Japanese Legal and Business Communities


The Foreign Corrupt Practices Act and the New Trump Administration: Your Top Ten Questions Answered
  • Foley & Lardner LLP
  • OECD, USA
  • May 10 2017

Since mid-2000s investigation of Siemens, and the resulting $800 million penalty for violations of the Foreign Corrupt Practices Act


Mutual Fund Directors Forum Issues Report on the Role of Directors in Oversight of the Risk Management Function
  • Vedder Price PC
  • USA
  • April 28 2017

On February 17, 2017, the Mutual Fund Directors Forum released a report titled "Role of the Mutual Fund Director in the Oversight of the Risk