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Investment management legal regulatory update - April 2016
  • Morrison & Foerster LLP
  • USA
  • April 20 2016

The Department of Labor (DOL) issued its long-anticipated final regulation (the “Regulation”) defining who is a fiduciary as a result of giving


Financial services update, vol. 11, issue 9
  • Winston & Strawn LLP
  • Australia, European Union, USA
  • March 7 2016

On March 1, 2016, the European Securities and Market Authority (“ESMA”) released its final report on risks and cost implications of interoperable


SEC Proposed Rule 18f-4 Would Severely Restrict Use of Derivatives by Investment Companies
  • Katten Muchin Rosenman LLP
  • USA
  • January 28 2016

On December 11, 2015, the Securities and Exchange Commission proposed a new rule, Rule 18f-4, under the Investment Company Act (ICA), to regulate


Financial services update, vol. 10, issue 37
  • Winston & Strawn LLP
  • USA
  • October 26 2015

At a speech to the Managed Funds Association’s Outlook 2015 conference on October 16th, Chairman Mary Jo White focused on the increased transparency


Financial services update vol. 10, issue 18
  • Winston & Strawn LLP
  • USA
  • May 11 2015

On May 6th, the Securities Exchange Commission ("SEC") approved a proposal by the national securities exchanges and the Financial Industry


Financial services update Vol. 10, Issue 11
  • Winston & Strawn LLP
  • European Union, USA
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management


International regulatory update - 9 - 13 February 2015
  • Clifford Chance LLP
  • Australia, European Union, Germany, South Korea, USA
  • February 17 2015

The EU Council's Permanent Representatives Committee (COREPER) has agreed the EU Council's negotiating stance on the proposed regulation on indices


Expect focus - volume IV, fall 2014
  • Carlton Fields
  • USA
  • December 11 2014

In the digital age, newsgood and badtravels fast. So can its effect on your corporate image and success. From data breaches to innocent and vicious


International regulatory update 12 16 May 2014
  • Clifford Chance LLP
  • Belgium, USA, China, European Union, Hong Kong, Japan, Luxembourg, United Kingdom
  • May 19 2014

The EU Council has formally approved the proposals for a directive on markets in financial instruments repealing Directive 200439EC (MiFID 2) and a


International regulatory update - 7 11 April 2014
  • Clifford Chance LLP
  • China, European Union, Global, Hong Kong, United Kingdom, USA
  • April 15 2014

The EU Commission has set out a package of measures intended to improve corporate governance in the EU, comprising: a proposal for the revision of the