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2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • European Union, Hong Kong, Ireland, OECD, United Kingdom, USA
  • November 15 2016

On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a


Governance & Securities Law Focus: Europe Edition, October 2016
  • Shearman & Sterling LLP
  • Germany, Hong Kong, Italy, United Kingdom, USA
  • October 17 2016

On 15 September 2016, the European Parliament resolved to adopt amendments to the European Commission's proposal for a new Prospectus Regulation to


Financial Services Update, vol. 11, no. 28
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • August 1 2016

On July 28th, the Consumer Financial Protection Bureau (CFPB) released an “Outline of Proposals under Consideration and Alternatives Considered”


Consumer Financial Protection Bureau Five-Year Retrospective
  • Mayer Brown LLP
  • USA
  • July 21 2016

The Consumer Financial Protection Bureau (CFPB or the “Bureau”) marks its fifth Birthday having made a substantial mark on the consumer financial


Privacy & Cybersecurity Update - May 2016
  • Skadden Arps Slate Meagher & Flom LLP
  • European Union, Germany, Global, USA
  • May 31 2016

May 2016 Privacy & Cybersecurity Update 1 US Supreme Court Holds That Consumer Plaintiffs Must Show Real Harm' to Sue in Federal Court 2 Maryland


Investment management legal regulatory update - April 2016
  • Morrison & Foerster LLP
  • USA
  • April 20 2016

The Department of Labor (DOL) issued its long-anticipated final regulation (the “Regulation”) defining who is a fiduciary as a result of giving


Financial services update, vol. 11, issue 9
  • Winston & Strawn LLP
  • Australia, European Union, USA
  • March 7 2016

On March 1, 2016, the European Securities and Market Authority (“ESMA”) released its final report on risks and cost implications of interoperable


SEC Proposed Rule 18f-4 Would Severely Restrict Use of Derivatives by Investment Companies
  • Katten Muchin Rosenman LLP
  • USA
  • January 28 2016

On December 11, 2015, the Securities and Exchange Commission proposed a new rule, Rule 18f-4, under the Investment Company Act (ICA), to regulate


Financial services update, vol. 10, issue 37
  • Winston & Strawn LLP
  • USA
  • October 26 2015

At a speech to the Managed Funds Association’s Outlook 2015 conference on October 16th, Chairman Mary Jo White focused on the increased transparency


Financial services update vol. 10, issue 18
  • Winston & Strawn LLP
  • USA
  • May 11 2015

On May 6th, the Securities Exchange Commission ("SEC") approved a proposal by the national securities exchanges and the Financial Industry