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The Senior Managers and Certification Regimes - A new framework for personal accountability - employment aspects
  • Burges Salmon LLP
  • United Kingdom
  • April 26 2016

The Senior Managers and Certification Regimes are the cornerstones of the regulators' drive towards increased personal accountability in the

Financial Regulatory Agencies to Issue New Proposed Compensation Rules
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2016

On April 21, the National Credit Union Administration issued proposed prototype regulations with other financial institution regulatory agencies

Investment management legal regulatory update - April 2016
  • Morrison & Foerster LLP
  • USA
  • April 20 2016

The Department of Labor (DOL) issued its long-anticipated final regulation (the “Regulation”) defining who is a fiduciary as a result of giving

Najnowsze Akty Prawne - Marzec 2016
  • Clifford Chance LLP
  • Poland
  • April 13 2016

W marcu Sejm uchwalił ustawę o zmianie ustawy o Bankowym Funduszu Gwarancyjnym oraz ustawy o funkcjonowaniu banków spółdzielczych, ich zrzeszaniu się

The Changing Role of Australian Boards in Oversight of Corporate Culture
  • Jones Day
  • Australia
  • April 11 2016

The Australian Securities and Investments Commission's ("ASIC") recent crackdown on corporate culture, particularly focused on banks, has been

The CFPB’s Examination Authority Over MSBs
  • Bryan Cave LLP
  • USA
  • April 11 2016

New and existing money services businesses frequently ask when or if the CFPB will "examine" them. All consumer financial services businesses

SEC Chair Wants Unicorns to Behave (More Like Public Companies)
  • McDermott Will & Emery
  • USA
  • April 11 2016

On March 31, 2016, US Securities and Exchange Commission (SEC) Chair Mary Jo White delivered a keynote address at the SEC-Rock Center for Corporate

Calling all Angels
  • Barnea & Co
  • Israel
  • April 10 2016

Israel is brimming with high tech ideas and you want to be part of the action, one way to do so is by providing a start-up with early seed money

FCA quarterly consultation: proposed changes to FCA Handbook
  • Hogan Lovells
  • United Kingdom
  • April 7 2016

The FCA has published Quarterly Consultation No 12 (CP168) which, amongst other things, proposes changes to the Listing Rules (LR), Disclosure and

PRA publishes supervisory statement and policy statement on corporate governance
  • Eversheds LLP
  • United Kingdom
  • April 7 2016

Last week the PRA issued two documents, a supervisory statement (SS516) and policy statement (PS1316), both of which focus on corporate governance