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Results: 11-20 of 275

UK FCA publishes final report of investment and corporate banking market study
  • Clifford Chance LLP
  • United Kingdom
  • October 18 2016

The UK Financial Conduct Authority (FCA) has found that, while many clients feel well served by primary capital market services, a targeted package


International Regulatory Update 10 - 14 October 2016
  • Clifford Chance LLP
  • Hong Kong, USA
  • October 18 2016

The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) have both published their work programmes for 2017


EU Political Update 17 - 21 October 2016
  • Clifford Chance LLP
  • European Union
  • October 17 2016

On 11 October 2016, the Council of the EU adopted conclusions in response to the European Commission Communication dated 5 July 2016 which is aimed


International Regulatory Update 3 - 7 October 2016
  • Clifford Chance LLP
  • Australia, European Union, United Kingdom, USA
  • October 11 2016

The EU Commission has adopted a Delegated Regulation with regard to Regulatory Technical Standards (RTS) for risk-mitigation techniques for OTC


This week at the UK regulators - 10 October 2016
  • Clifford Chance LLP
  • United Kingdom
  • October 10 2016

The main enforcement development last week was the imposition of a financial penalty of £8.2 million on two firms for client asset related failings


International Regulatory Update 26 - 30 September 2016
  • Clifford Chance LLP
  • Australia, European Union, Hong Kong, United Kingdom, USA
  • October 4 2016

The European Securities and Markets Authority (ESMA) has published a consultation paper on draft regulatory technical standards (RTS) and Implementing


The Robo Cop of Robo-Advice
  • Clifford Chance LLP
  • Australia
  • October 4 2016

The penetration of technology in the financial services sector, or what is now commonly referred to as "Fintech", is transforming the business models


International Regulatory Update 12 - 16 September 2016
  • Clifford Chance LLP
  • European Union, United Kingdom, USA
  • September 20 2016

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


This week at the UK regulators - 19 September 2016
  • Clifford Chance LLP
  • United Kingdom
  • September 19 2016

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential


The New Normal: Welcome to Delayed Compensation 2.0
  • Clifford Chance LLP
  • USA
  • September 16 2016

After announcing a delay of the July 18 go-live date for the new parnear par delayed compensation regime, the LSTA has now issued an updated version