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Results: 11-20 of 414

Still a capital outcome: CoCos can be redeemed
  • Clifford Chance LLP
  • United Kingdom
  • June 16 2016

The Supreme Court has, by a majority, upheld the Court of Appeal's decision that, on the interpretation of the relevant terms, a bank is entitled to


This week at the UK regulators - 14 June 2016
  • Clifford Chance LLP
  • United Kingdom, USA
  • June 14 2016

The main enforcement development last week was the publication of Final Notices prohibiting two individuals for integrity failings. In separate cases


International Regulatory Update 06 June - 10 June 2016
  • Clifford Chance LLP
  • China, Hong Kong, USA
  • June 14 2016

The Permanent Representatives Committee (COREPER) has, on behalf of the EU Council, agreed a negotiating stance on new rules on prospectuses for the


Capital requirements for MiFID investment firms - all change?
  • Clifford Chance LLP
  • European Union
  • June 9 2016

In a December 2015 report the European Banking Authority (EBA) recommends significant changes to the EU's regulatory capital rules for MiFID


International Regulatory Update - 31 May - 03 June 2016
  • Clifford Chance LLP
  • China, European Union, Global, Netherlands, Spain
  • June 7 2016

The EU Commission has adopted three sets of draft Regulatory Technical Standards (RTS) under MiFID2 and MiFIR. In particular, the draft RTS relate


This week at the UK regulators - 6 June, 2016
  • Clifford Chance LLP
  • Hong Kong, United Kingdom
  • June 6 2016

In a relatively quiet week, the main enforcement development last week was the imposition of a fine on a firm for serious failings relating to PPI


International Regulatory Update - 23 - 27 May 2016
  • Clifford Chance LLP
  • European Union, Hong Kong, United Kingdom, USA
  • June 1 2016

The EU Commission has adopted draft Regulatory Technical Standards (RTS) on assessment criteria relating to the methodology for setting the minimum


Extension of the Senior Managers and Certification Regime: Impact on Asset Managers
  • Clifford Chance LLP
  • United Kingdom
  • May 31 2016

On 4 May 2016, the Bank of England and Financial Services Act received Royal Assent. The Act will extend the Senior Managers and Certification Regime


International Regulatory Update 09 - 13 May 2016
  • Clifford Chance LLP
  • Hong Kong, USA
  • May 24 2016

The EU Council has formally adopted the Benchmarks Regulation, which will introduce new rules intended to ensure greater accuracy and integrity in


This week at the UK regulators - 23 May 2016
  • Clifford Chance LLP
  • Hong Kong, USA
  • May 23 2016

In a week of little enforcement action in the UK, the main development was the FCA's publication of a Final Notice against the former compliance