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Results: 1-10 of 96

Financial Regulators Propose Incentive Compensation Rules under Dodd-Frank
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • April 27 2016

On April 21, 2016, the Securities and Exchange Commission, the Office of the Comptroller of the Currency, the Board of Governors of the Federal


Resistance Is Not Always Futile: The D.C. District Court Deals FSOC a Significant Blow by Rescinding MetLife’s Designation
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • April 11 2016

On March 30, the D.C. District Court issued an order rescinding the Financial Stability Oversight Council’s (FSOC’s) designation of MetLife, Inc


Second Circuit Interprets Omnicare Narrowly, Holding That Issuers Need Not Disclose Information Merely Because It Cuts Against Their Opinions or Projection
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • March 9 2016

On March 4, 2016, in Tongue v. Sanofi, the Second Circuit interpreted and applied for the first time the Supreme Court's decision in Omnicare Inc


Acquisition Financing in 2015: A Brief Year in Review
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • February 18 2016

2015 was a story of two differing halves. The first half saw adequate financing markets availability of debt capital for leveraged borrowers. The


U.S. District Court Orders Compliance Monitor's Report Unsealed Pursuant to First Amendment Right of Public Access to Judicial Documents
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • February 1 2016

On January 28, 2016, United States District Judge John Gleeson of the Eastern District of New York found that a report by a corporate compliance


FinCEN proposes AML regulations for investment advisers
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • September 24 2015

The U.S. Department of the Treasury, Financial Crimes Enforcement Network ("FinCEN") proposed rules on August 25, 2015 that would broaden the


FinCEN proposes AML regulations for investment advisers
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • August 27 2015

The Financial Crimes Enforcement Network ("FinCEN") proposed a rule on August 25, 2015 requiring certain investment advisers to establish anti-money


District Court holds hedge funds not eligible assignees under loan agreement and thus not entitled to vote on plan
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • April 1 2014

The District Court for the Western District of Washington recently concluded that certain Hedge Funds were not "Eligible Assignees" of loan


Second Circuit issues new opinion regarding class action standing and damages under the Securities Act
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • September 11 2012

On September 6, 2012, the United States Court of Appeals for the Second Circuit issued an important decision in NECA-IBEW Health & Welfare Fund v. Goldman Sachs & Co., 11-02762-cv (Sept 6, 2012) (“NECA-IBEW”), vacating in part the dismissal of a putative class action brought under 11, 12(a)(2) and 15 of the Securities Act by an RMBS purchaser


SEC approves FINRA Rule 5123 on notice filings for private placements
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • June 19 2012

The Securities and Exchange Commission (the “SEC”) has approved on an accelerated basis new Rule 5123 (Private Placements of Securities) proposed by the Financial Industry Regulatory Authority (“FINRA”