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Results: 1-10 of 125

The Regulatory and Enforcement Outlook for Financial Institutions in 2017: Trends in Sanctions, Anti-Money Laundering and Cybersecurity
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • February 22 2017

Economic sanctions, anti-money laundering and cybersecurity remain at the forefront of U.S. regulatory priorities. In this memorandum, we survey major


Second Circuit Holds that Trust Indenture Act 316(b) Prohibits Only Non-Consensual Amendments to Core Payment Terms of Bond Indentures
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • January 18 2017

On January 17, 2017, the Court of Appeals for the Second Circuit issued its long-anticipated opinion in Marblegate Asset Management, LLC v. Education


The CFPB Issues Guidance on Effective Compliance Oversight Over Sales and Other Incentives
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • December 1 2016

On November 28, 2016, the Consumer Financial Protection Bureau issued a compliance bulletin entitled "Detecting and Preventing Consumer Harm from


Managing Mandatory Margin: ISDA's 2016 Variation Margin Protocol
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • Global, USA
  • September 15 2016

The International Swaps and Derivatives Association, Inc. ("ISDA") recently published the 2016 Variation Margin Protocol (the "VM Protocol") to


英国脱欧对负有 SEC 报告义务的公司在披露方面的影响
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • European Union, United Kingdom, USA
  • July 12 2016

在英国 6 月 23 日关于是否留欧公投之后的短暂时间里已经出现了一系列需要英国面对 的挑战其中涉及政治货币经济甚至宪政等诸多方面


New York DFS Finalizes Stringent Anti-Money Laundering and Sanctions Regulation - Final Regulation Requires a Financial Institution’s Board or Senior Officer(s) to Make Annual Compliance Findings
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • July 1 2016

Following Maria Vullo's confirmation as Superintendent earlier this month, the New York Department of Financial Services ("DFS") yesterday finalized


FinCEN Issues Sweeping New Requirements on Collection of Beneficial Ownership Information and Customer Due Diligence
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • May 10 2016

On May 6, 2016, the U.S. Treasury Department's Financial Crimes Enforcement Network ("FinCEN") released a final rule codifying new and existing


CFPB Proposes a Ban on Arbitration Clauses that Prevent Class Action Litigation
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • May 9 2016

On May 5, 2016, the Consumer Financial Protection Bureau (CFPB) released a 377-page notice of proposed rulemaking that would prohibit, going forward


Financial Regulators Propose Incentive Compensation Rules under Dodd-Frank
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • April 27 2016

On April 21, 2016, the Securities and Exchange Commission, the Office of the Comptroller of the Currency, the Board of Governors of the Federal


Resistance Is Not Always Futile: The D.C. District Court Deals FSOC a Significant Blow by Rescinding MetLife’s Designation
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • April 11 2016

On March 30, the D.C. District Court issued an order rescinding the Financial Stability Oversight Council’s (FSOC’s) designation of MetLife, Inc