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Securities LawInsider Trading
  • Mayer Brown LLP
  • USA
  • December 6 2016

The Court clarified an important issue of securities law, concluding unanimously today in an opinion by Justice Alito that a tippee who trades on


Second circuit heightens standard of proof for tippertippee insider trading
  • Mayer Brown LLP
  • USA
  • January 27 2015

The US Court of Appeals for the Second Circuit recently clarified the elements required to establish insider trading in tippertippee cases by


US Second Circuit heightens the standard of proof required to sustain tippertippee insider trading convictions
  • Mayer Brown LLP
  • USA
  • December 15 2014

On December 10, 2014, in United States v. Newman, et al., The US Court of Appeals for the Second Circuit has clarified the elements required to


Guide to Doing Business in Brazil
  • Mayer Brown - Tauil & Chequer
  • Brazil
  • November 24 2016

The Federative Republic of Brazil is the largest country in South America and the world's fifth largest country, both by land mass (almost 8.6 million


US Department Of Justice Intensifies Its Focus on Corporate Compliance Programs
  • Mayer Brown LLP
  • USA
  • December 8 2015

Recent developments confirm that the US Department of Justice (DOJ) is increasing the pressure on companies to implement robust and tailored


FCA Cracks Down on Retail CFDs in Consultation Paper
  • Mayer Brown LLP
  • United Kingdom
  • January 13 2017

The Financial Conduct Authority's (the "FCA's") recent Consultation Paper 1640 ("CP1640") outlines policy proposals designed to boost investor


Europäische Marktmissbrauchsverordnung tritt in Kraft - Welche Emittenten müssen sich auf welche Neuregelungen einstellen?
  • Mayer Brown LLP
  • European Union
  • June 30 2016

Am 3. Juli 2016 treten die Europäische Marktmissbrauchsverordnung (MMVO) und gleichzeitig wesentliche Änderungen des WpHG durch das


FinCEN “Reiterates” the Importance of MSB Agent Monitoring
  • Mayer Brown LLP
  • USA
  • March 17 2016

FinCEN itself says that there's not much new in the guidance to money services businesses that the agency released last Friday (March 11, 2016) on


Financial Services Firms Urged to Get Ready for 2018 as Law Extending Senior Managers’ Regime Receives Royal Assent
  • Mayer Brown LLP
  • United Kingdom
  • May 13 2016

The UK Parliament passed the Bank of England and Financial Services Act 2016 (the “Act”) on 4 May 2016 which will extend the Senior Managers’ and


Securities Exchange ActScope of Exclusive Federal Jurisdiction
  • Mayer Brown LLP
  • USA
  • May 16 2016

The Supreme Court today rejected an effort to bring state-law suits that reference federal securities laws into federal court. The Court ruled that