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Results: 1-10 of 4,458

Audit Firm Agrees to Two Fines Totaling $9.3 Million for Two Partners’ Cozy Relationship With Audit Client Contacts
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2016

Ernst & Young agreed to pay fines totaling US $9.34 million to resolve charges that two of its partners maintained personal relationships with their


E.D. Wisconsin: SOX Does Not Protect Whistleblower Complaints Based On Immaterial, Routine Events
  • Proskauer Rose LLP
  • USA
  • September 23 2016

On August 25, 2016, the Eastern District of Wisconsin granted the Defendant’s Motion for Summary Judgment on its former CEO’s SOX whistleblower claim


Proxy Access Update - Momentum Continues to Build in 2016
  • Sidley Austin LLP
  • USA
  • September 22 2016

Through the collective efforts of large institutional investors, including public and private pension funds, and other shareholder proponents


Global Privacy & Cybersecurity Update Vol. 11 - September 2016
  • Jones Day
  • Australia, European Union, France, USA
  • September 12 2016

Multinational companies have faced new developments over the past year in the area of EU data protection law, from the invalidation of the U.S.-EU


Global privacy & data security update vol. 11 - September 2016
  • Jones Day
  • Australia, European Union, France, USA
  • September 12 2016

Multinational companies have faced new developments over the past year in the area of EU data protection law, from the invalidation of the U.S.-EU


Ninth Circuit Clarifies Whose “Misconduct” Triggers SOX 304 Disgorgement But Not What Constitutes “Misconduct” Author: Bruce A. Ericson
  • Pillsbury Winthrop Shaw Pittman LLP
  • USA
  • September 8 2016

Section 304 of the Sarbanes-Oxley Act of 2002 (15 U.S.C. 7243) requires CEOs and CFOs to repay bonuses, incentive- and equity-based compensation


5 Wishes for Securities Litigation Defense: Early Damages Analysis and Discovery
  • Lane Powell PC
  • USA
  • September 6 2016

The fifth of my "5 Wishes for Securities Litigation Defense" (April 30, 2016 post) is to move securities class action damages expert reports and


Ninth Circuit Holds That SOX Disgorgement of Incentive Compensation Does Not Depend on Executives’ Own Misconduct
  • Proskauer Rose LLP
  • USA
  • August 31 2016

The U.S. Court of Appeals for the Ninth Circuit held today that the Sarbanes-Oxley Act’s disgorgement provision - which requires disgorgement of


In Conflict With Other Circuits, Seventh Circuit Rules That Certain Transfers Involving Financial Institution Intermediaries Not Immune From Recovery By Bankruptcy Trustee
  • Proskauer Rose LLP
  • USA
  • August 2 2016

Section 546(e) of the bankruptcy code prohibits a bankruptcy trustee from avoiding “settlement payments”, or payments “made in connection with a


Are You Prepared for Disruption? New regulations, new challenges and opportunities Expect Focus - Vol. II, July 2016
  • Carlton Fields
  • Australia, USA
  • July 31 2016

On June 3, the Federal Reserve Board (the “Fed”) released an advance notice of proposed rulemaking (ANPR) and began soliciting comments for the