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You want mandatory arbitration in your charter? Hey, just ask!
  • Cooley LLP
  • USA
  • July 21 2017

This is the opening paragraph from Tuesday’s column by Alison Frankel, one of my favorite legal columnistsbloggers: “This could be the start of

Will the House now try to undo SOX?
  • Cooley LLP
  • USA
  • July 20 2017

What’s next for the House after taking on Dodd-Frank in the Financial CHOICE Act? Apparently, it’s time to revisit SOX. The Subcommittee on Capital

Governance & Securities Law Focus: Europe Edition, July 2017
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • July 19 2017

On 26 June 2017, the European Commission (the "Commission"), published guidelines on the methodology to be adopted by certain large companies and

Two Courts Address Liability for Pronouncements About Compliance.
  • Jenner & Block LLP
  • USA
  • July 10 2017

Recent years have seen a number of lawsuits in which corporations or their officers are sued for public statements about the strength of their

The Ticker - June 30, 2017
  • Fredrikson & Byron PA
  • USA
  • June 30 2017

The Ticker shares recent developments in SEC compliance, capital markets, corporate governance, executive compensation and other matters important to

Supreme Court decides class actions do not toll 3-year time limit on 11 Securities Act claims
  • Hogan Lovells
  • USA
  • June 29 2017

On June 26, 2017, the Supreme Court issued its opinion in California Public Employees' Retirement System ("CalPERS") v. ANZ Sec., Inc., No. 16-373

Phantom Recusal Policy Leads to Partial Summary Judgment for Plaintiffs in the Ocwen Securities Litigation
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • June 28 2017

In a June 13, 2017, ruling on a motion for partial summary judgment in the Ocwen Financial Corp. Securities Litigation (the “Ocwen Litigation”), the

U.S. Supreme Court Holds that the Filing of a Class Action Does Not Toll the Securities Act’s Statute of Repose
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • June 27 2017

In a 5-4 decision, issued during the final week of the its term, the U.S. Supreme Court held that the filing of a class action does not toll the

Financial Services Update, Vol. 12, Issue 25
  • Winston & Strawn LLP
  • USA
  • June 26 2017

Last Thursday, federal bank regulators testifying at a hearing conducted by the U. S. Senate Banking Committee expressed recognition of the need to

Lending Club Decision Provides Guidance For Bringing Section 11 Claims Based on Weaknesses in Internal Controls
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • June 22 2017

We have been following defendants’ motions to dismiss in the In re Lending Club Securities Litigation class action, No 3:16-cv-02627-WHA, in the