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Financial services update, vol. 11, issue 5
  • Winston & Strawn LLP
  • USA
  • February 8 2016

Among the instruments that EU lawmakers have passed to pave the way of the Banking Union, the Directive on Deposit Guarantee Schemes (“DGS”


2016 Proxy Season Checklist - What You Need to Know
  • McDermott Will & Emery
  • USA
  • January 29 2016

As we roll into a New Year and a new public company reporting season, public companies should be aware of a number of rule changes and rulemakings


Defining a ‘Whistleblower’
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • January 27 2016

On December 31, 2015, U.S. District Judge T.S. Ellis III denied an employee whistleblower protection under the Dodd-Frank Act. Rather than reporting


Recent Decisions Create Further Uncertainty on Question of Whether Internal Reporting Triggers DoddFrank Whistleblower AntiRetaliation Protection
  • Debevoise & Plimpton LLP
  • USA
  • January 20 2016

There is uncertainty under the law on an important question relating to the antiretaliation provision of the Dodd-Frank Act. Specifically, the courts


Virginia Federal Court Enters Dodd-Frank Internal Whistleblower Fray
  • Katz Marshall & Banks LLP
  • USA
  • January 20 2016

At Katz, Marshall & Banks, we frequently get phone calls from people who have experienced some variation on the following situation. An employee is


2015-16 Supreme Court Update
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • January 18 2016

In its current term, the U.S. Supreme Court is once again poised to address a range of disputes relevant to businesses. These include significant


Dodd-Frank whistleblower protections: what's in store for 2016?
  • Katz Marshall & Banks LLP
  • USA
  • January 15 2016

Federal courts in 2015 were frequently at odds regarding the correct interpretation of the Dodd-Frank Act’s whistleblower protection provision. The


S.D.N.Y Dismisses Former Employee’s SOX and Dodd-Frank Whistleblower Claims
  • Proskauer Rose LLP
  • USA
  • January 13 2016

The U.S. District Court for the Southern District of New York recently granted a motion for summary judgment dismissing a plaintiff's SOX and


Tennessee Federal Court Dismisses Whistleblower Retaliation Claims and Declines to Follow Berman v. NeoOgilvy LLC
  • Foley & Lardner LLP
  • USA
  • January 7 2016

While the majority of recent cases interpreting the Dodd-Frank anti-retaliation provisions have found that a plaintiff need not report information to


Court Declines to Opine on BermanAsadi Split, Dismisses Dodd-Frank Claim on Other Grounds
  • Foley & Lardner LLP
  • USA
  • January 7 2016

In Azim v. Tortoise Capital Advisors, LLC, 2015 U.S. Dist. LEXIS 150324 (D. Kan. Nov. 5, 2015), the court was asked to dismiss a Dodd-Frank