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Wisconsin District Court Follows 5th Circuit: Internal Tipsters Are Not Considered “Whistleblowers” Under Dodd-Frank
  • Proskauer Rose LLP
  • USA
  • August 16 2016

On August 12, 2016, the U.S. District Court for the Eastern District of Wisconsin in Lamb v. Rockwell Automation Inc., No. 15-CV-1415-JPS (E.D. Wis


Retroactive Civil Penalty Increases?
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • August 10 2016

Over the past several months, many federal agencies have adopted rules significantly increasing the maximum civil monetary penalties (CMPs) they can


Tax Talk - Volume 9, No. 2, August 2016
  • Morrison & Foerster LLP
  • USA
  • August 5 2016

On April 4, 2016, the Treasury Department issued proposed regulations under Section 385 (the “Proposed Regulations”) which could dramatically change


2016 Mid-Year Securities Litigation and Enforcement Highlights
  • Baker & Hostetler LLP
  • Ireland, USA
  • July 29 2016

Welcome to the 2016 Mid-Year Report From the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team. The purpose is to provide


Financial Services Update, vol. 11, no. 26
  • Winston & Strawn LLP
  • USA
  • July 19 2016

On July 13, 2016, the Securities and Exchange Commission (“SEC”) adopted recent amendments to update its rules regarding administrative proceedings


Private Fund ReportSummary of Key DevelopmentsSpring 2016
  • Paul Hastings LLP
  • European Union, United Kingdom, USA
  • July 14 2016

This continues to be a time of rapid change for the private fund industry, as the Securities and Exchange Commission (the "SEC"), the Commodity


Whistleblower Claims Under SOX and Dodd-Frank: Recent Developments
  • Kramer Levin Naftalis & Frankel LLP
  • Ireland, USA
  • July 1 2016

In 2002, Congress passed the Sarbanes-Oxley Act ("SOX"), which extends whistleblower protections to certain individuals who report conduct they


Lisa Banks and Matthew LaGarde Publish Article on Dodd-Frank Act
  • Katz Marshall & Banks LLP
  • USA
  • June 23 2016

Katz, Marshall & Banks partner Lisa J. Banks and law clerk Matthew LaGarde published an article on Law.com on June 23, 2016, entitled, "Scope of


Eighth Circuit Joins Other Courts in Adopting Less Rigorous Standard for Violation of Securities Laws
  • Ogletree Deakins
  • USA
  • June 23 2016

The Sarbanes-Oxley Act of 2002 (SOX) prohibits a publicly traded company from discharging an employee in retaliation for providing information to a


Doing business in Portugal : a legal and tax perspective - May 2016
  • Cuatrecasas Gonçalves Pereira
  • European Union, Global, OECD, USA
  • June 22 2016

Portugal is attractive for foreign investment, not only because of its domestic market but also because of its privileged geo-strategic position