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Results: 1-10 of 3,736

SDNY Refuses to Dismiss Executive’s Dodd-Frank Retaliation Claim
  • Proskauer Rose LLP
  • USA
  • September 26 2016

On August 24, 2016, the Southern District of New York denied Defendants’ motion to dismiss a Dodd-Frank whistleblower retaliation claim brought by


E.D. Wisconsin: SOX Does Not Protect Whistleblower Complaints Based On Immaterial, Routine Events
  • Proskauer Rose LLP
  • USA
  • September 23 2016

On August 25, 2016, the Eastern District of Wisconsin granted the Defendant’s Motion for Summary Judgment on its former CEO’s SOX whistleblower claim


Top Ten International Anti-Corruption Developments for August 2016
  • Morrison & Foerster LLP
  • USA
  • September 20 2016

On August 11, 2016, SEC announced it had resolved allegations that Houston-based Key Energy Services, Inc. improperly recorded as legitimate


Federal Civil Penalties Set to Increase Significantly, Many Present Retroactivity Concerns
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • September 14 2016

Over the past several months, many federal agencies have adopted rules significantly increasing the maximum civil monetary penalties ("CMPs") they can


Considerations for Foreign Banks Financing in the United States
  • Morrison & Foerster LLP
  • USA
  • September 14 2016

Foreign issuers, including foreign banks, which are considering accessing the US capital markets have a number of financing alternatives. As


US Employment Litigation Round-Up for August 2016
  • Mayer Brown LLP
  • USA
  • September 8 2016

The National Labor Relations Board (NLRB) has previously ruled in the D. R. Horton case that agreements that require employment disputes to be


Ninth Circuit Clarifies Whose “Misconduct” Triggers SOX 304 Disgorgement But Not What Constitutes “Misconduct” Author: Bruce A. Ericson
  • Pillsbury Winthrop Shaw Pittman LLP
  • USA
  • September 8 2016

Section 304 of the Sarbanes-Oxley Act of 2002 (15 U.S.C. 7243) requires CEOs and CFOs to repay bonuses, incentive- and equity-based compensation


Doing Business in Australia
  • Baker & McKenzie
  • Australia, Global, Hong Kong, OECD, USA
  • September 7 2016

The Commonwealth of Australia comprises a federation of six States: New South Wales, Queensland, South Australia, Tasmania, Victoria and Western


Doing Business in Australia
  • DLA Piper LLP
  • USA, Australia, Global, OECD
  • September 7 2016

Australia is a great place to do business, offering a powerful combination of economic, legal and geographic advantages. Our 25 years of


Has there ever been a better time to be a whistleblower?
  • Kingsley Napley
  • United Kingdom, USA
  • September 5 2016

It was recently reported in the media that a former risk officer at a well-known bank was offered (although he refused) an $8.25 million reward by the