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Results: 1-10 of 11,917

SEC seeks new trial in reserve fund litigation
  • Ropes & Gray LLP
  • USA
  • March 22 2013

In the latest salvo in its long-standing litigation against the Reserve Fund money market fund managers Bruce Bent Sr. and his son, Bruce Bent II

U.S. Supreme Court to reconsider "fraud-on-the-market" presumption in securities fraud class actions
  • Holland & Knight LLP
  • USA
  • December 16 2013

On November 15, 2013, the U.S. Supreme Court announced that it would revisit the "fraud-on-the-market" presumption that it adopted 25 years ago

That's not suspicious at all
  • Cooley LLP
  • USA
  • December 13 2013

The impact of a Rule 10b5-1 trading plan on a court's scienter analysis depends largely on the overall facts and circumstances surrounding the

Euroresource--deals and debt
  • Jones Day
  • Netherlands, Spain, United Kingdom, USA
  • July 30 2013

On 26 July 2013, the French government filed an amicus curiae ("friend of the court") brief supporting Argentina's petition requesting the U.S

The financial report December 12 2013 - US Securities and Exchange Commission developments
  • DLA Piper LLP
  • USA
  • December 12 2013

Weatherford International has settled charges that it violated the Foreign Corrupt Practices Act by allegedly paying bribes to and authorizing

White collar roundup - August 2013
  • Day Pitney LLP
  • USA
  • August 1 2013

The U.S. Court of Appeals for the Second Circuit in United States v. Goffer examined what to do when the government uses a wiretap to investigate

Private equity funds can be liable for portfolio company pension plan obligations
  • Choate Hall & Stewart LLP
  • USA
  • August 5 2013

On July 24, in Sun Capital Partners III, LP v. New England Teamsters and Trucking Industry Pension Fund, the US Court of Appeals for the First Circuit

Securities claim against UBS based on RMBS credit ratings allegations revived
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • July 29 2013

On July 22, Judge Denise Casper of the United States District Court for the District of Massachusetts permitted plaintiff Capital Ventures

Jury finds against SEC on most claims in financial fraud case
  • Dorsey & Whitney LLP
  • USA
  • February 5 2014

The jury in SEC v. Life Partners Holdings, Inc., Civil Action No. 1-12-cv-00033 (W.D. Tx. Verdict Feb. 3, 2014) rejected most of the Commission's

Disgorgement and intervening causes in an SEC enforcement action
  • Dorsey & Whitney LLP
  • USA
  • February 14 2014

In SEC v. Teo, Case No. 12, 1168 (3rd Cir. Decided Feb. 10, 2014) the Court, in a two to one decision, considered a question regarding the