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US Supreme Court Agrees to Hear Challenge to Salman Insider Trading Decision
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • February 19 2016

The U.S. Supreme Court has agreed to hear the challenge to the Ninth Circuit Court of Appeal's decision in United States v. Salman, a case that hinges

Defining a ‘Whistleblower’
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • January 27 2016

On December 31, 2015, U.S. District Judge T.S. Ellis III denied an employee whistleblower protection under the Dodd-Frank Act. Rather than reporting

U.K. Approves First DPA in Standard Bank Case
  • Osler Hoskin & Harcourt LLP
  • Canada, United Kingdom, USA
  • December 17 2015

In a development that should be watched carefully by enforcement officials in Canada, on November 30th the Royal Courts of Justice in the United

Bridging the Weeks by Gary DeWaal: November 23 - December 4 and 7, 2015 (Insider Trading in Futures; Newer, Tougher AML Requirements; New CCO Obligations; Possible Bitcoin Fraud)
  • Katten Muchin Rosenman LLP
  • Canada, European Union, Global, USA
  • December 6 2015

Compliance officers may be in the bullseye again as a result of new regulatory proposals introduced during the prior two weeks by the New York State

The Financial Report October 08, 2015 - news from the Americas
  • DLA Piper LLP
  • USA, Canada
  • October 8 2015

The US Supreme Court has declined to review the US Court of Appeals for the Second Circuit’s decision overturning insider trading convictions against

U.S. court dismisses proposed class action brought against BP under Ontario’s Securities Act
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • October 6 2015

After an unsuccessful attempt to bring a securities class action in Ontario on behalf of Canadian security holders of BP, a plaintiff recently and

More disappointing news for U.S. citizens residing in Canada
  • Stikeman Elliott LLP
  • Canada, USA
  • September 30 2015

In addition to Justice Martineau's denial of injunctive relief and dismissal of the request for summary judgment in Hillis and Deegan v. The Attorney

U.S. court dismisses foreign residents’ foreign-law claims arising from securities purchased on U.S. markets
  • Proskauer Rose LLP
  • Canada, USA
  • September 28 2015

Much ink has been spilled since the Supreme Court's 2010 decision in Morrison v. National Australia Bankabout the federal securities laws'

SEC judge joins ongoing debate regarding securities enforcement against compliance personnel
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • September 10 2015

In a recent decision, Cameron Elliott, Administrative Law Judge for the Securities Exchange Commission (“SEC”), weighed in on the ongoing debate

The Financial Report September 3, 2015 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • September 3 2015

The New York Times reported on a Delaware Court of Chancery ruling that Dole’s chairman and its former COO have to reimburse other shareholders