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Results: 1-10 of 593

District court denies motion to dismiss securities class action against Urban Outfitters
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2015

The US District Court for the Eastern District of Pennsylvania recently denied a motion to dismiss filed by Urban Outfitters, Inc. and its senior


District court dismisses securities class action against Electronic Arts
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2015

The US District Court for the Northern District of California recently dismissed with prejudice a securities fraud class action against Electronic


Investment Advisers Act has a onethree-year statute of limitations
  • Katten Muchin Rosenman LLP
  • USA
  • February 13 2009

The U.S. District Court for the Eastern District of Texas adopted the magistrate judge’s findings and recommended disposition and granted summary judgment in favor of the defendants


Court holds late fee provision is not liquidated damages provision
  • Katten Muchin Rosenman LLP
  • USA
  • October 23 2009

The United States District Court for the District of Delaware denied defendant issuer’s motion to dismiss plaintiff’s claims for actual damages resulting from the defendant’s failure to file a registration statement within the time period required by the parties’ agreement


SEC charges company executives with issuing false press releases to inflate stock price
  • Katten Muchin Rosenman LLP
  • USA
  • December 5 2014

The Securities and Exchange Commission recently charged two executives at a penny stock company with issuing false and misleading press releases


SEC charges investment advisers and owner of misleading investors in funds regarding the poor performance of underlying assets; respondents sue SEC right back
  • Katten Muchin Rosenman LLP
  • USA
  • April 5 2015

The Securities and Exchange Commission commenced administrative proceedings against Lynn Tilton, and companies she owns and controls claiming that


SEC argues in Second Circuit amicus brief that Dodd-Frank protects inside whistleblowers
  • Katten Muchin Rosenman LLP
  • USA
  • February 20 2015

On February 6, the Securities Exchange Commission filed an amicus brief advising the United States Court of Appeals for the Second Circuit that the


Investment adviser accused of $8.8 million fraud by SEC
  • Katten Muchin Rosenman LLP
  • USA
  • June 13 2014

On June 3, the Securities and Exchange Commission filed an emergency enforcement action in the US District Court for the Southern District of New


District court sustains whistleblower wrongful termination claim
  • Katten Muchin Rosenman LLP
  • USA
  • June 21 2012

Plaintiff Benjamin Ashmore brought a claim alleging that defendants CGI Group Inc. (CGI) and CGI Federal Inc. (CGI Federal) violated Section 806 of the Sarbanes-Oxley Act, otherwise known as the whistleblower provision


Judge declines to dismiss spoofing charges against high frequency trader
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2015

On April 16, the US District Court for the Northern District of Illinois denied a motion to dismiss “spoofing” charges against Michael Coscia, a