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Results: 1-10 of 631

What Does Brexit Mean for UK Tax?
  • Katten Muchin Rosenman LLP
  • European Union, OECD, United Kingdom
  • July 14 2016

Once the formal procedure under Article 50 of the Lisbon Treaty is initiated by the United Kingdom, the government will negotiate the terms of its


Michael Coscia Sentenced to Three Years’ Imprisonment for Spoofing and Commodity Fraud
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2016

Michael Coscia, the first person prosecuted and convicted under a law prohibiting spoofing that was enacted after the 2007-2008 financial crisis, was


SEC Amends Rules of Practice for Administrative Proceedings to Make More Court-Like
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2016

The Securities and Exchange Commission approved amendments to the rules of practice for its administrative hearings to make them somewhat more


Corrective disclosure must provide new facts or fraud-revealing analysis
  • Katten Muchin Rosenman LLP
  • USA
  • August 22 2008

After a jury found that the defendant committed securities fraud under Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, a district court granted the defendant’s motion for judgment as a matter of law


Court holds late fee provision is not liquidated damages provision
  • Katten Muchin Rosenman LLP
  • USA
  • October 23 2009

The United States District Court for the District of Delaware denied defendant issuer’s motion to dismiss plaintiff’s claims for actual damages resulting from the defendant’s failure to file a registration statement within the time period required by the parties’ agreement


Disgorgement and fines ordered in two CME Group disciplinary actions alleging position limit violations
  • Katten Muchin Rosenman LLP
  • USA
  • August 16 2015

The CME Group settled two disciplinary actions for position limit violations by ordering payment of a fine and disgorgement. In one action, against


Lehman Brothers Court Holds Swap Safe Harbor Protects ‘Flip’ Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2016

The bankruptcy court overseeing the Lehman Brothers chapter 11 cases rejected efforts by Lehman Brothers Special Financing Inc. (LBSF) to recover


Court denies motion to dismiss for failure to plead fraud with adequate particularity
  • Katten Muchin Rosenman LLP
  • USA
  • June 26 2009

Plaintiffs alleged, among other things, that defendants violated the Securities and Exchange Act of 1934 by engaging in a scheme to defraud investors through the sale of unregistered securities and by making misrepresentations to induce plaintiffs to invest in defendant corporation


Government Seeks Maximum Sentence in Coscia Criminal Action
  • Katten Muchin Rosenman LLP
  • USA
  • July 10 2016

The United States Attorney's Office in Chicago requested last week that the judge presiding over the criminal trial of Michel Coscia impose the


SEC charges company executives with issuing false press releases to inflate stock price
  • Katten Muchin Rosenman LLP
  • USA
  • December 5 2014

The Securities and Exchange Commission recently charged two executives at a penny stock company with issuing false and misleading press releases