We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 457

Investment Firms Quarterly Legal and Regulatory Update - Period covered: 1 October 2016 - 31 December 2016
  • Dillon Eustace
  • European Union, Ireland
  • January 16 2017

On 11 October 2016, ESMA published an updated version of its Q&As (ESMA20161165) on the application of the Markets in Financial Instruments


Funds Quarterly Legal and Regulatory Update - Period covered: 1 October 2016 - 31 December 2016
  • Dillon Eustace
  • European Union, Ireland
  • January 9 2017

On 13 October 2016, Commission Delegated Regulation (EU) 2016438 regarding the obligations of UCITS funds, their relevant management companies and


Financial Services Regulatory Group Bulletin - December 2016
  • McCann FitzGerald
  • European Union, Ireland, United Kingdom
  • December 6 2016

Our latest Financial Services Regulatory Group Bulletin contains new updates on significant developments in financial services regulation regarding


CBI issues Consultation Paper in respect of the Minimum Competency Code 2011
  • Arthur Cox
  • Ireland
  • December 5 2016

On 21 November, the Central Bank issued Consultation Paper 106 setting out amendments to the Minimum Competency Code 2011 (MCC). The Central Bank has


Minimum Competency Code to be Updated
  • Arthur Cox
  • European Union, Ireland
  • November 25 2016

The Central Bank is consulting on changes to its Minimum Competency Code 2011. Amended twice already to cover both debt management services and credit


Industry funding levy regulations and guidance published
  • Arthur Cox
  • Ireland
  • October 31 2016

On 4 October, the Central Bank Act 1942 (Section 32D) Regulations 2016 (S.I. No. 508 of 2016) (the Regulations) were signed into law. The Regulations


Bill extends time limit for certain FSO Complaints (18 October 2016)
  • A&L Goodbody
  • Ireland
  • October 18 2016

The Government has published the General Scheme of the Financial Services and Pensions Ombudsman Bill 2016 which can be found here. The Bill, in Head


EU Regulatory Developments - Governance Requirements for Insurers
  • McCann FitzGerald
  • European Union, Ireland
  • October 14 2016

Insurers' boards of directors and their senior management teams have significant responsibilities under the Solvency II governance requirements


Tracker, Financial Services Regulation & Compliance - Cross Sectoral
  • A&L Goodbody
  • European Union, Ireland, United Kingdom
  • September 6 2016

Gareth Murphy, Director of Market Supervision in the CBI has resigned. A replacement is yet to be announced and Mr Murphy will remain at the CBI


Q&A on the PRIIPs Regulation
  • McCann FitzGerald
  • European Union, Ireland
  • August 5 2016

Fund managers, insurance undertakings, credit institutions and investment firms should be preparing to put in place the measures necessary to comply