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Results: 1-10 of 277

Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


FSA publishes Credit Union Newsletter
  • Dentons
  • United Kingdom
  • July 15 2011

The latest edition of the Credit Union Newsletter looks at how unions should update FSA on approved persons, dealing with Growth Fund assets and credit union insurances


Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt


FCA and FRC sign MoU
  • Dentons
  • United Kingdom
  • April 19 2013

FCA and FRC have entered into a memorandum of understanding (MoU) setting out their respective statutory regulatory responsibilities and the


Financial Regulatory Developments 10 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 10 2015

FCA's latest policy development update highlights, for the next quarter policy statements on: Fees and levies; Whistleblowing; outstanding issues on


FCA reports on product research and due diligence
  • Dentons
  • United Kingdom
  • February 26 2016

FCA has published its thematic review of the research and due diligence processes carried out by advisory firms on the products and services they


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package


FSA launches new online system for regulatory applications
  • Dentons
  • United Kingdom
  • June 4 2010

FSA is launching a web-based system for submission of regulatory applications for approved persons, appointed representatives, variations of permissions, passports, cancellations, waivers and standing data