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Results: 1-10 of 257

Financial Regulatory Developments 17 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 17 2015

FCA has published the results of its review of advice and distribution under the Mortgage Market Review (MMR). It looked at the quality of advice


UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


Financial Regulatory Developments 19 December - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • December 19 2014

FCA has published its market study on retirement income and thematic review into annuity sales practices where firms sell annuities to existing


Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt


Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA


Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


FSA signs MoU with Korea
  • Dentons
  • South Korea, United Kingdom
  • December 9 2011

FSA and the financial regulators of the Republic of Korea have signed a MoU setting out how they will share information and cooperate on enforcement


Regulators consult on complaints scheme
  • Dentons
  • United Kingdom
  • November 9 2012

FSA and BoE have published a joint paper consulting on the complaints scheme required by Part 6 of the Financial Services Bill (“Investigations of Complaints Against Regulators”


FSA reports on COBS implementation
  • Dentons
  • United Kingdom
  • April 1 2010

FSA has published its final report on its COBS post-implementation review