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Results: 1-10 of 261

Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


Firms receive FCA classifications
  • Dentons
  • United Kingdom
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm


Financial Regulatory Developments 2 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 2 2015

FCA has published its policy statement and its made rules arising from four consultation papers on Solvency 2. The changes, and made rules, cover


Financial Regulatory Developments 19 December - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • December 19 2014

FCA has published its market study on retirement income and thematic review into annuity sales practices where firms sell annuities to existing


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


FCA and FRC sign MoU
  • Dentons
  • United Kingdom
  • April 19 2013

FCA and FRC have entered into a memorandum of understanding (MoU) setting out their respective statutory regulatory responsibilities and the


FOS publishes Ombudsman News
  • Dentons
  • United Kingdom
  • October 23 2015

The October 2015 issue of Ombudsman News includes complaints about life assurance and critical illness cover. FOS highlights the delicate


Up next from FCA
  • Dentons
  • United Kingdom
  • December 11 2015

The latest edition of FCA's Policy Development Update highlights publications expected in the opening months of 2016, including: before the end of


Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair