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Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


Firms receive FCA classifications
  • Dentons
  • United Kingdom
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm


Financial Regulatory Developments 12 June -Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 12 2015

FCA has fined three members of Lloyds Banking Group a record retail fine of £117 million for failing to treat customers fairly in their handling of


SMR and SIMR take effect
  • Dentons
  • United Kingdom
  • March 11 2016

PRA, FCA and PSR have updated their web resources on the SMR and SIMR, which came into force on 7 March. PRA's specialist pages for these regimes


Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


Financial Regulatory Developments 3 October - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • October 3 2014

FCA has published a consultation paper setting out its approach to implementation of the Mortgage Credit Directive (MCD). Where possible, FCA will


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


FSA reviews "outdoor" promotions
  • Dentons
  • United Kingdom
  • June 26 2009

FSA has released the results of a review of "outdoor" financial promotions


FPC finalises approach to setting the CCyB
  • Dentons
  • United Kingdom
  • April 8 2016

BoE has published a policy statement on the Financial Policy Committee's (FPC) approach to setting the countercyclical capital buffer (CCyB). FPC's