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Up next from FCA
  • Dentons
  • United Kingdom
  • May 13 2016

The latest edition of FCA’s Policy Development Update provides information and links to publications issued since the last edition, recent Handbook


Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


SMR and SIMR take effect
  • Dentons
  • United Kingdom
  • March 11 2016

PRA, FCA and PSR have updated their web resources on the SMR and SIMR, which came into force on 7 March. PRA's specialist pages for these regimes


Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


Firms receive FCA classifications
  • Dentons
  • United Kingdom
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm


FCA discusses advice regulation
  • Dentons
  • United Kingdom
  • April 29 2016

Tracey McDermott spoke on the regulation of advice following FCA and Treasury’s Financial Advice Market Review (FAMR). She noted the high level of


FCA makes new rules
  • Dentons
  • United Kingdom
  • April 29 2016

FCA has made various changes to its Handbook following its Board meeting on 21 April. It made: the Financial Conglomerates (Consequential Amendments


2015: The calm before another storm
  • Dentons
  • European Union, United Kingdom
  • February 23 2016

In last year's regulatory update, Emma Radmore looked at several key changes which had either already taken place in the UK, or were on the horizon


FOS consults on changes to DISP
  • Dentons
  • United Kingdom
  • February 22 2013

FOS is proposing amendments to the Dispute resolution: complaints sourcebook in the FSA Handbook (DISP) to reflect the changes made by the FS Act


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests