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Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


Scheme on complaints against regulators updated
  • Dentons
  • United Kingdom
  • April 8 2016

PRA and FCA have issued a joint statement reporting on the main issues arising from their consultation on complaints made against them and BoE (see


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt


Financial Regulatory Developments 12 June -Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 12 2015

FCA has fined three members of Lloyds Banking Group a record retail fine of £117 million for failing to treat customers fairly in their handling of


FOS consults on changes to DISP
  • Dentons
  • United Kingdom
  • February 22 2013

FOS is proposing amendments to the Dispute resolution: complaints sourcebook in the FSA Handbook (DISP) to reflect the changes made by the FS Act


Financial Regulatory Developments 7 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • November 7 2014

FCA has launched a consultation on a proposed charge cap on auto-enrolment funds and banning certain charging practices in relation to contract-based


FSA updates on KFDs
  • Dentons
  • United Kingdom
  • May 8 2009

FSA has updated its guidance on good and bad practices in Key Features Documents, which it originally published in 2007


FSA makes more new rules
  • Dentons
  • United Kingdom
  • April 1 2011

At FSA's March Board meeting, it made the following new Handbook Instruments as well as those described above