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Results: 1-10 of 277

Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


Financial Regulatory Developments 12 June -Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 12 2015

FCA has fined three members of Lloyds Banking Group a record retail fine of £117 million for failing to treat customers fairly in their handling of


FSA speaks on insurance supervision
  • Dentons
  • United Kingdom
  • February 22 2013

Julian Adams has spoken on lessons for insurance supervisors from the financial crisis. He highlighted: the need to ensure the regulatory capital


FCA and FRC sign MoU
  • Dentons
  • United Kingdom
  • April 19 2013

FCA and FRC have entered into a memorandum of understanding (MoU) setting out their respective statutory regulatory responsibilities and the


FSA publishes progress table
  • Dentons
  • United Kingdom
  • May 4 2012

FSA has published a table showing how it is performing against its set milestones for 2011


FSA bans adviser for systems and controls failings
  • Dentons
  • United Kingdom
  • April 9 2010

FSA has banned a director of an IFA firm from holding positions of significant influence in any authorised firm


FSA publishes quarterly consultation
  • Dentons
  • United Kingdom
  • July 9 2010

FSA's latest consultation on miscellaneous Handbook changes covers changes to: FEES in respect of FSCS exit levies, and to introduce an explanation of the tariff base in respect of deposits and the "Single Customer View


Up next from FSA
  • Dentons
  • United Kingdom
  • July 3 2009

Over the summer, FSA expects to publish the following


Up next from FSA
  • Dentons
  • United Kingdom
  • June 4 2010

During June FSA expects to publish: a discussion paper on enhancing the effectiveness of external audit