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Results: 1-10 of 277

Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


Firms receive FCA classifications
  • Dentons
  • United Kingdom
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm


Financial Regulatory Developments 19 December - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • December 19 2014

FCA has published its market study on retirement income and thematic review into annuity sales practices where firms sell annuities to existing


Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


Up next from FSA
  • Dentons
  • United Kingdom
  • September 3 2010

During September, FSA publications will include feedback on its consultation on implementing aspects of the Financial Services Act 2010


Complying with sanctions laws: JMLSG takes action
  • Dentons
  • United Kingdom
  • June 21 2010

Regulators are keeping up the pressure on financial institutions to comply with all anti-financial crime laws


FSA and OFT publish sponsored links guide
  • Dentons
  • United Kingdom
  • August 28 2009

FSA and OFT have published a joint guide to sponsored links


FSA reviews "outdoor" promotions
  • Dentons
  • United Kingdom
  • June 26 2009

FSA has released the results of a review of "outdoor" financial promotions