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UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


Financial Regulatory Developments 2 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 2 2015

FCA has published its policy statement and its made rules arising from four consultation papers on Solvency 2. The changes, and made rules, cover


Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA


Financial Regulatory Developments 19 December - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • December 19 2014

FCA has published its market study on retirement income and thematic review into annuity sales practices where firms sell annuities to existing


Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


Financial Regulatory Developments 3 October - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • October 3 2014

FCA has published a consultation paper setting out its approach to implementation of the Mortgage Credit Directive (MCD). Where possible, FCA will


FCA and PRA rules published
  • Dentons
  • United Kingdom
  • March 15 2013

FSA has made a suite of instruments creating the PRA and FCA Handbooks and published a number of guides on using the new rules. The FSA website now


Complaints Commissioner upholds FSA fee demands
  • Dentons
  • United Kingdom
  • August 20 2010

The Complaints Commissioner has rejected complaints from two firms that ceased business and objected to FSA claiming fees for the full year during which the business ceased


FSA reports on COBS implementation
  • Dentons
  • United Kingdom
  • April 1 2010

FSA has published its final report on its COBS post-implementation review