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Results: 1-10 of 277

Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


FSA updates on "stand-alone" promotion compliance
  • Dentons
  • United Kingdom
  • October 9 2009

FSA has issued an update explaining why it expects firms to ensure that each promotion complies with FSA rules


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


FSA updates on KFDs
  • Dentons
  • United Kingdom
  • May 8 2009

FSA has updated its guidance on good and bad practices in Key Features Documents, which it originally published in 2007


FCA publishes business plan for 201617
  • Dentons
  • United Kingdom
  • April 8 2016

FCA has published its business plan for 201617. It identifies seven priorities for FCA in the year ahead: pensions; financial crime and anti-money


FCA launches regulator engagement programme
  • Dentons
  • United Kingdom
  • March 4 2016

FCA has launched its "Live & Local" regional programme to help firms in the investment, mortgages and general insurance sectors to engage with their


2015: The calm before another storm
  • Dentons
  • European Union, United Kingdom
  • February 23 2016

In last year's regulatory update, Emma Radmore looked at several key changes which had either already taken place in the UK, or were on the horizon


Financial Regulatory Developments 4 April - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led