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Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


Financial Regulatory Developments 2 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 2 2014

FCA has reminded firms that the rules implementing the Mortgage Market Review (MMR) took effect on 26 April. (Source: MMR Rules Take Effect) Contact:


Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid


Firms receive FCA classifications
  • Dentons
  • United Kingdom
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm


Financial Regulatory Developments 7 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • November 7 2014

FCA has launched a consultation on a proposed charge cap on auto-enrolment funds and banning certain charging practices in relation to contract-based


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


FSA makes new rules
  • Dentons
  • United Kingdom
  • July 1 2011

At FSA’s Board Meeting on 23 June it made the following new rules


FOS looks at "rural" complaints
  • Dentons
  • United Kingdom
  • May 7 2010

The latest edition of Ombudsman News looks at complaints FOS gets from consumers living in rural areas, who tend to know less about financial services and the complaints system than those who live in urban areas


FSA makes new rules on close links, SCV and PIF prudential requirements
  • Dentons
  • United Kingdom
  • November 13 2009

At FSA's Board Meeting on 5 November, it made several sets of key new rules