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International regulatory update - 1 5 December 2014
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, USA
  • December 12 2014

The European Securities and Markets Authority (ESMA) has launched a consultation on asset segregation requirements under the Alternative Investment


General counsel update September 2014
  • Herbert Smith Freehills LLP
  • European Union, Hong Kong, Russia, United Kingdom, USA, Australia, China
  • September 29 2014

The London Court of International Arbitration (LCIA) Court's new rules come into force on 1 October 2014 and are to apply to any arbitration


International regulatory update 24 28 February 2014
  • Clifford Chance LLP
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws


Category One and Category Two licensed corporations required to take out insurance
  • Freshfields Bruckhaus Deringer LLP
  • Hong Kong
  • August 6 2009

On 28 April 2009, the SFC released a circular setting out that under the SFO a corporation which is either a participant of the Stock Exchange of Hong Kong Limited and is licensed for Type 1 regulated activities (dealing in securities) (Category One), or is a participant of the Hong Kong Futures Exchange Limited and licensed for Type 2 regulated activities (dealing in futures contracts) (Category Two), is required to take out and maintain insurance against specific risks for a specified amount, following the SFC’s approval of a master policy of insurance applicable to the relevant corporation


Financial Litigation roundup - Winter 2015
  • RPC
  • Hong Kong, Singapore, United Kingdom
  • December 17 2015

The High Court clarified the duties owed by financial institutions when providing regulated investment advice and conducting subsequent reviews of


International Regulatory Update - 23 - 27 May 2016
  • Clifford Chance LLP
  • European Union, Hong Kong, United Kingdom, USA
  • June 1 2016

The EU Commission has adopted draft Regulatory Technical Standards (RTS) on assessment criteria relating to the methodology for setting the minimum


International Regulatory Update 04 - 08 July 2016
  • Clifford Chance LLP
  • USA, European Union, Global, Hong Kong, United Kingdom
  • July 12 2016

The work programme of the Slovak Presidency of the EU Council, which began on 1 July 2016, has been published. The programme sets out the


International Regulatory Update 14 - 18 March 2016
  • Clifford Chance LLP
  • European Union, France, Germany, Global, Hong Kong, Italy, Poland, Singapore, United Kingdom, USA
  • March 22 2016

The EU Commission has adopted a Commission Delegated Regulation on classes of arrangements to be protected in a partial property transfer under


The Financial Report May 5, 2016 - News from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong, Japan, Singapore
  • May 5 2016

The Financial Services Agency announced that representatives from Australia, Japan, Korea and New Zealand signed the Asia Region Funds Passport’s


International Regulatory Update 18 - 22 April 2016
  • Clifford Chance LLP
  • China, European Union, Global, Hong Kong, Luxembourg, Netherlands, Singapore, Spain, United Kingdom
  • April 26 2016

A Commission Delegated Regulation (2016592) supplementing the European Market Infrastructure Regulation (EMIR) with regard to Regulatory Technical