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International Regulatory Update 10 - 14 October 2016
  • Clifford Chance LLP
  • Hong Kong, USA
  • October 18 2016

The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) have both published their work programmes for 2017


Category One and Category Two licensed corporations required to take out insurance
  • Freshfields Bruckhaus Deringer LLP
  • Hong Kong
  • August 6 2009

On 28 April 2009, the SFC released a circular setting out that under the SFO a corporation which is either a participant of the Stock Exchange of Hong Kong Limited and is licensed for Type 1 regulated activities (dealing in securities) (Category One), or is a participant of the Hong Kong Futures Exchange Limited and licensed for Type 2 regulated activities (dealing in futures contracts) (Category Two), is required to take out and maintain insurance against specific risks for a specified amount, following the SFC’s approval of a master policy of insurance applicable to the relevant corporation


International Regulatory Update 14 - 18 March 2016
  • Clifford Chance LLP
  • USA, Global, Hong Kong, Italy, Poland, Singapore, United Kingdom, European Union, France, Germany
  • March 22 2016

The EU Commission has adopted a Commission Delegated Regulation on classes of arrangements to be protected in a partial property transfer under


Consultation launched on proposed regulations on protected arrangements following enactment of the financial institutions (resolution) ordinance
  • Herbert Smith Freehills LLP
  • Hong Kong
  • December 6 2016

The Financial Institutions (Resolution) Ordinance (Ordinance), which sets out the framework for a cross-sector regime for the orderly resolution of


International regulatory update - 1 5 December 2014
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, USA
  • December 12 2014

The European Securities and Markets Authority (ESMA) has launched a consultation on asset segregation requirements under the Alternative Investment


The Financial Report July 9, 2015 - news from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong, Singapore
  • July 9 2015

The Monetary Authority of Singapore (MAS) published its “Response to Feedback Received - Public Consultation on Guidelines on Good Drafting Practices


The Financial Report May 5, 2016 - News from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong, Japan, Singapore
  • May 5 2016

The Financial Services Agency announced that representatives from Australia, Japan, Korea and New Zealand signed the Asia Region Funds Passport’s


International Regulatory Update 18 - 22 April 2016
  • Clifford Chance LLP
  • China, European Union, Global, Hong Kong, Luxembourg, Netherlands, Singapore, Spain, United Kingdom
  • April 26 2016

A Commission Delegated Regulation (2016592) supplementing the European Market Infrastructure Regulation (EMIR) with regard to Regulatory Technical


Financial Litigation roundup - Winter 2015
  • RPC
  • Hong Kong, Singapore, United Kingdom
  • December 17 2015

The High Court clarified the duties owed by financial institutions when providing regulated investment advice and conducting subsequent reviews of


International Regulatory Update 30 January - 03 February 2017
  • Clifford Chance LLP
  • China, European Union, Germany, Hong Kong, United Kingdom, USA
  • February 7 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking