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Financial Services Update, Vol. 12, Issue 21
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • May 22 2017

Last week, it was announced that hackers had engaged in a widespread attack using ransomware called WannaCry, WCry, or Wanna Decryptor in which all


Financial services and banking news update - 15 May 2017
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • May 15 2017

The PRA has published a policy statement (PS1217) on amendments and optimisations to the Senior Managers and Certification Regime


The Financial Report, 11 May 2017, News from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • May 11 2017

EBA launches public consultation on draft standards on the eligibility criteria for granting simplified obligations for recovery and


Investment Firms Quarterly Legal and Regulatory Update - Period covered: 1 January 2017 - 31 March 2017
  • Dillon Eustace
  • European Union, Ireland
  • April 25 2017

On 11 January 2017, ESMA published a follow-up report to its peer review on best execution under the Markets in Financial Instruments Directive


Funds Quarterly Legal and Regulatory Update - Period covered: 1 January 2017 - 31 March 2017
  • Dillon Eustace
  • European Union, Ireland, United Kingdom
  • April 7 2017

On 19 January 2017, the Central Bank published its feedback statement on CP 105


Financial Regulatory Developments Focus March 2, 2017 Issue 32017
  • Shearman & Sterling LLP
  • European Union, United Kingdom, USA
  • March 2 2017

On February 24, 2017, President Trump signed the Enforcing the Regulatory Reform Agenda Executive Order that will establish a task force and


Financial Services Update, Vol. 12, Issue 8
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • February 27 2017

Dodd-Frank Act reform was one of President Trump’s campaign promises, as he considered it a restraint on credit availability and, thus, a drag on


Registered Firms: Annual Compliance Obligations-- What you need to know
  • Pillsbury Winthrop Shaw Pittman LLP
  • European Union, United Kingdom, USA
  • February 16 2017

The following are some of the important annual compliance obligations investment advisers either registered with the Securities and Exchange


Funds Update - Ireland Quarterly Update October - December 2016
  • Maples and Calder
  • European Union, Ireland
  • February 7 2017

The The European Union (Undertakings for Collective Investment in Transferable Securities) (Amendment) Regulations 2016 implemented the UCITS V


Funds Talk: February 2017
  • Kramer Levin Naftalis & Frankel LLP
  • European Union, USA
  • February 1 2017

As the new year begins, U.S. regulators highlighted the areas - some new and some familiar - which will be the focus of their examinations in the