We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 874

Financial services and banking news update - 12 July 20117
  • Addleshaw Goddard LLP
  • European Union
  • July 12 2017

The EBA has published a final report which contains final guidelines on the information to be provided by applicants intending to obtain authorisation


Investment Firms Quarterly Legal and Regulatory Update - Period covered: 1 April 2017 - 30 June 2017
  • Dillon Eustace
  • European Union, Ireland, United Kingdom
  • July 11 2017

On 4 April 2017, the European Securities and Markets Association (“ESMA”) published a press release (ESMA35-43-349) announcing that it has added new


Funds Quarterly Legal and Regulatory Update - Period covered: 1 April 2017 - 30 June 2017
  • Dillon Eustace
  • European Union, Ireland, United Kingdom
  • July 10 2017

On 6 April 2017, the European Securities and Markets Authority ("ESMA") published its updated Q&A on the application of the UCITS Directive


The Department of the Treasury Issues Recommendations on the Regulation of U.S. Depository Institutions
  • Jones Day
  • European Union, United Kingdom, USA
  • June 29 2017

"A Financial System that Creates Economic Opportunities: Banks and Credit Unions," a Report by the Department of the Treasury, identifies potential


The Financial Report, 22 June 2017, News from Europe
  • DLA Piper LLP
  • USA, European Union
  • June 22 2017

ESMA consults on draft standards for trading obligation for derivatives under MiFIR. ESMA announced that it has published a consultation paper


Financial Services Update, Vol. 12, Issue 22
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • June 5 2017

On June 1, in the wake of the Department of Labor’s (“DOL”) announcement that it would not seek to delay further the June 9 effective date of the


InCredit- 30 May 2017
  • Addleshaw Goddard LLP
  • European Union
  • May 30 2017

Since our last publication, the FCA has published Handbook Notice 44, setting out recent changes to the FCA Handbook. In other news, the ICO warns


Financial Services Update, Vol. 12, Issue 21
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • May 22 2017

Last week, it was announced that hackers had engaged in a widespread attack using ransomware called WannaCry, WCry, or Wanna Decryptor in which all


Financial services and banking news update - 15 May 2017
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • May 15 2017

The PRA has published a policy statement (PS1217) on amendments and optimisations to the Senior Managers and Certification Regime


The Financial Report, 11 May 2017, News from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • May 11 2017

EBA launches public consultation on draft standards on the eligibility criteria for granting simplified obligations for recovery and