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International Regulatory Update 03 - 06 May 2016
  • Clifford Chance LLP
  • European Union, Hong Kong, Italy, Luxembourg, Netherlands, Saudi Arabia, Singapore, Spain, United Kingdom, USA
  • May 10 2016

The European Securities and Markets Authority (ESMA) has published two opinions proposing amendments to draft Regulatory Technical Standards (RTS) 2


Changes to the Canadian Early Warning Reporting System
  • Borden Ladner Gervais LLP
  • Canada
  • May 6 2016

The Canadian early warning reporting system presently requires shareholders to report (by promptly issuing a press release and filing an early


Harmonized Reporting for Private Placements (with Increased Disclosure Requirements)
  • Bennett Jones LLP
  • Canada
  • April 27 2016

An issuer that distributes securities to the public must either file a prospectus with securities regulatory authorities and deliver such prospectus


OSC Sets Out Priorities for 2016-2017
  • McCarthy Tétrault LLP
  • Canada
  • April 27 2016

The Ontario Securities Commission (OSC) released its draft Statement of Priorities for 2016-2017. The comment period ends May 9th. Investor


One Form, More Information: Significant Changes to Canadian Report of Exempt Distribution Coming in June
  • McCarthy Tétrault LLP
  • Canada
  • April 25 2016

Currently, post-trade reports have to be filed by issuers or underwriters with Canadian securities regulators following certain exempt distributions


FSOC Expresses Concerns That Pooled Investment Vehicles’ Liquidity and Redemption Risks May Pose Financial Stability Concerns
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2016

The Financial Stability Oversight Council issued an update on asset management products and activities that, it claimed, might pose threats to


Investment management legal regulatory update - April 2016
  • Morrison & Foerster LLP
  • USA
  • April 20 2016

The Department of Labor (DOL) issued its long-anticipated final regulation (the “Regulation”) defining who is a fiduciary as a result of giving


ELTIF - European Long-Term Investment Funds; the first step of the possibility for debt funds to grant loans in France
  • Herbert Smith Freehills LLP
  • European Union, France
  • April 14 2016

Following the publication of its guide on European long-term investment funds ("ELTIF") on 21 January 2016, on 1st April 2016 the French Autorité Des


RegBrief (March-April 2016)
  • Arthur Cox
  • European Union, Ireland
  • April 11 2016

The Advertising Standards Authority for Ireland issued the 7th Edition of its Code of Standards for Advertising and Marketing Communications in


Amendments Require Additional Disclosures Under Canada’s Early Warning Regime
  • Aird & Berlis LLP
  • Canada
  • April 6 2016

The Canadian Securities Administrators ("CSA") have announced final amendments (the "Amendments") to the early warning system designed to provide