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Harmonized Reporting for Private Placements (with Increased Disclosure Requirements)
  • Bennett Jones LLP
  • Canada
  • April 27 2016

An issuer that distributes securities to the public must either file a prospectus with securities regulatory authorities and deliver such prospectus

OSC Sets Out Priorities for 2016-2017
  • McCarthy Tétrault LLP
  • Canada
  • April 27 2016

The Ontario Securities Commission (OSC) released its draft Statement of Priorities for 2016-2017. The comment period ends May 9th. Investor

One Form, More Information: Significant Changes to Canadian Report of Exempt Distribution Coming in June
  • McCarthy Tétrault LLP
  • Canada
  • April 25 2016

Currently, post-trade reports have to be filed by issuers or underwriters with Canadian securities regulators following certain exempt distributions

FSOC Expresses Concerns That Pooled Investment Vehicles’ Liquidity and Redemption Risks May Pose Financial Stability Concerns
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2016

The Financial Stability Oversight Council issued an update on asset management products and activities that, it claimed, might pose threats to

Investment management legal regulatory update - April 2016
  • Morrison & Foerster LLP
  • USA
  • April 20 2016

The Department of Labor (DOL) issued its long-anticipated final regulation (the “Regulation”) defining who is a fiduciary as a result of giving

ELTIF - European Long-Term Investment Funds; the first step of the possibility for debt funds to grant loans in France
  • Herbert Smith Freehills LLP
  • European Union, France
  • April 14 2016

Following the publication of its guide on European long-term investment funds ("ELTIF") on 21 January 2016, on 1st April 2016 the French Autorité Des

Amendments Require Additional Disclosures Under Canada’s Early Warning Regime
  • Aird & Berlis LLP
  • Canada
  • April 6 2016

The Canadian Securities Administrators ("CSA") have announced final amendments (the "Amendments") to the early warning system designed to provide

Luxembourg Legal Update - April 2016
  • Clifford Chance LLP
  • European Union, Luxembourg, OECD
  • April 4 2016

On 23 December 2015, Regulation (EU) N20152365 on transparency of securities financing transactions and of reuse (SFTR) was published in the

Amendments to Early Warning Regime
  • Bennett Jones LLP
  • Canada
  • March 21 2016

March 21, 2016 John Lawless, Harinder Basra On February 25, 2016, the Canadian Securities Administrators ("CSA") published final amendments to the

Trading Reserve-Based Energy Loans
  • Richards Kibbe & Orbe LLP
  • USA
  • March 17 2016

As debt issued by oil and gas exploration and production companies continues to trade at distressed levels, the secondary loan market has focused on