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Financial services update vol. 10, issue 23
  • Winston & Strawn LLP
  • USA
  • July 13 2015

On June 29, 2015, the Securities and Exchange Commission (“SEC”) settled an enforcement action against Kohlberg Kravis Roberts & Co., a private


The Financial Report July 9, 2015 - news from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong, Singapore
  • July 9 2015

The Monetary Authority of Singapore (MAS) published its “Response to Feedback Received - Public Consultation on Guidelines on Good Drafting Practices


Financial litigation roundup - Spring 2015
  • RPC
  • European Union, Hong Kong, Singapore, United Kingdom
  • May 26 2015

The High Court clarifies the position regarding liability of investment managers, applying established legal principles of agency and inducement


Financial services update Vol. 10, Issue 9
  • Winston & Strawn LLP
  • European Union, USA
  • March 9 2015

I recently had the opportunity to invest in individual shortterm real estate loans. Having devoted my current liquidity to a real estate


International regulatory update - 9 - 13 February 2015
  • Clifford Chance LLP
  • Australia, European Union, Germany, South Korea, USA
  • February 17 2015

The EU Council's Permanent Representatives Committee (COREPER) has agreed the EU Council's negotiating stance on the proposed regulation on indices


Private fund update - October 20, 2014
  • Venable LLP
  • USA
  • October 20 2014

The Association for Corporate Growth is having a kick-off meeting conference call for its SEC Task ForceRegulatory Group this Wednesday, October 22


Memorando - Concorrencial e antitruste
  • Mattos Filho, Veiga Filho, Marrey Jr e Quiroga Advogados
  • Brazil
  • October 8 2014

O Tribunal do Conselho Administrativo de Defesa Econômica ("CADE"), publicou ontem, no Diário Oficial da União, alterações ao seu Regimento Interno e


Other developments
  • Ropes & Gray LLP
  • USA
  • October 1 2014

Since the last issue of our IM Update, we have also published the following separate Alerts of interest to the investment management industry: SEC


International regulatory update - 8 12 September 2014
  • Clifford Chance LLP
  • China, European Union, Japan, Russia, Singapore, United Arab Emirates, United Kingdom
  • September 16 2014

The President-elect of the EU Commission, Jean-Claude Juncker, has announced details of the new Commission and the portfolios to be assigned to the


CFTC staff provides JOBS Act harmonization exemptive relief
  • Reed Smith LLP
  • USA
  • September 9 2014

Attention hedge funds, private equity funds, venture capital funds, and other private funds (collectively, "private funds"). This evening (September