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International Regulatory Update 10 - 14 October 2016
  • Clifford Chance LLP
  • Hong Kong, USA
  • October 18 2016

The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) have both published their work programmes for 2017

Governance & Securities Law Focus: Europe Edition, October 2016
  • Shearman & Sterling LLP
  • Germany, Hong Kong, Italy, United Kingdom, USA
  • October 17 2016

On 15 September 2016, the European Parliament resolved to adopt amendments to the European Commission's proposal for a new Prospectus Regulation to

The Financial Report, 13 October 2016, Discussion and Analysis
  • DLA Piper LLP
  • USA
  • October 13 2016

A recent article by Todd Ehret, the Senior Regulatory Intelligence Expert for Thomson Reuters Regulatory Intelligence, points out that the SEC's

  • DeHeng Law Offices
  • China
  • October 12 2016


Calendar Of Key Issues - An Interactive Guide To The Legal Milestones Ahead - October 2016
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom
  • October 12 2016

This guide identifies the key developments, trends and issues we expect to be on the legal agenda over the coming years. It is easy to navigate with

Fund Finance Market Review - Fall 2016
  • Mayer Brown LLP
  • European Union, United Kingdom, USA
  • September 26 2016

Fund Financings continued positive growth and strong credit performance as an asset class through Q2 2016. Capital call subscription credit

The Delta Report: Derivatives Newsletter, September 2016
  • White & Case LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • September 23 2016

On March 16, 2016, the Commodity Futures Trading Commission (“CFTC”) approved a final rule (“TO Final Rule”) that amends its trade option exemption

Funds Update - Ireland Quarterly Update April - June 2016
  • Maples and Calder
  • European Union, USA
  • August 10 2016

The UCITS V Directive 201491EU ("UCITS V") entered into force on 18 March 2016. The European Union (Undertakings for Collective Investment in

EFAMA Issues Report on Closet Index Funds
  • William Fry
  • European Union
  • August 10 2016

On 2 February 2016, ESMA published the results of a research study it conducted between 2012 and 2014 to determine whether closet indexing was being

2016 Mid-Year Securities Litigation and Enforcement Highlights
  • Baker & Hostetler LLP
  • Ireland, USA
  • July 29 2016

Welcome to the 2016 Mid-Year Report From the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team. The purpose is to provide