We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance

Results: 1-10 of 995

NYSE expands rules on notifications of material news and trading halts
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • September 14 2015

Recently, the New York Stock Exchange LLC ("NYSE" or "Exchange") filed a proposed rule change with the Securities and Exchange Commission to amend

Financial services update vol. 10, issue 23
  • Winston & Strawn LLP
  • USA
  • July 13 2015

On June 29, 2015, the Securities and Exchange Commission (“SEC”) settled an enforcement action against Kohlberg Kravis Roberts & Co., a private

The Financial Report July 9, 2015 - news from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong, Singapore
  • July 9 2015

The Monetary Authority of Singapore (MAS) published its “Response to Feedback Received - Public Consultation on Guidelines on Good Drafting Practices

Financial litigation roundup - Spring 2015
  • RPC
  • European Union, Hong Kong, Singapore, United Kingdom
  • May 26 2015

The High Court clarifies the position regarding liability of investment managers, applying established legal principles of agency and inducement

Financial services update Vol. 10, Issue 9
  • Winston & Strawn LLP
  • European Union, USA
  • March 9 2015

I recently had the opportunity to invest in individual shortterm real estate loans. Having devoted my current liquidity to a real estate

International regulatory update - 9 - 13 February 2015
  • Clifford Chance LLP
  • Australia, European Union, Germany, South Korea, USA
  • February 17 2015

The EU Council's Permanent Representatives Committee (COREPER) has agreed the EU Council's negotiating stance on the proposed regulation on indices

Private fund update - October 20, 2014
  • Venable LLP
  • USA
  • October 20 2014

The Association for Corporate Growth is having a kick-off meeting conference call for its SEC Task ForceRegulatory Group this Wednesday, October 22

Memorando - Concorrencial e antitruste
  • Mattos Filho, Veiga Filho, Marrey Jr e Quiroga Advogados
  • Brazil
  • October 8 2014

O Tribunal do Conselho Administrativo de Defesa Econômica ("CADE"), publicou ontem, no Diário Oficial da União, alterações ao seu Regimento Interno e

Other developments
  • Ropes & Gray LLP
  • USA
  • October 1 2014

Since the last issue of our IM Update, we have also published the following separate Alerts of interest to the investment management industry: SEC

International regulatory update - 8 12 September 2014
  • Clifford Chance LLP
  • China, European Union, Japan, Russia, Singapore, United Arab Emirates, United Kingdom
  • September 16 2014

The President-elect of the EU Commission, Jean-Claude Juncker, has announced details of the new Commission and the portfolios to be assigned to the