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Financial Services Update, Vol. 12, Issue 19
  • Winston & Strawn LLP
  • USA
  • May 8 2017

On May 3rd, the SEC proposed amendments to the definitions of “venture capital fund” and “assets under management” under rules 203(l)-1 and 203(m)-1


MiFID II 2016 Update - Implications for EU and Non-EU Investment Managers (UPDATED MAY 2017)
  • Sidley Austin LLP
  • European Union, United Kingdom, USA
  • May 5 2017

MiFID II, which is to be implemented throughout the EU on January 3, 2018, represents a comprehensive and far-reaching set of reforms that will


The Financial Report, 02 May 2017, US Exchanges and Self-Regulatory Organizations
  • DLA Piper LLP
  • USA
  • May 2 2017

The Financial Industry Regulatory Authority has revised the form that firms must use to file offering documents and information for the private


Funds Talk: May 2017
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • May 1 2017

While the Securities and Exchange Commission (SEC) has garnered significant attention for its increased efforts and focus on regulating and enforcing


Doing Business in Russia - 2017
  • Baker McKenzie
  • Russia
  • April 24 2017

The Russian Federation stretches across Eurasia from Eastern Europe to the Pacific coast. After the collapse of the Soviet Union, Russia became the


Funds Update - Ireland Quarterly Update January - March 2017
  • Maples and Calder
  • European Union, Global, Ireland
  • March 8 2017

On 19 January 2017 the Central Bank of Ireland ("Central Bank") issued a Feedback Statement on CP105 - Consultation on amendments to the Central Bank


M&A Update: Toehold Accumulations: Further Convergence Between Private Equity and Hedge Fund Strategies
  • Cadwalader Wickersham & Taft LLP
  • USA
  • March 2 2017

Over the past few years, private equity funds and hedge funds have increasingly employed tactics traditionally employed by the other as part of their


Regulators Prepare for Innovation in Distributed Ledger Technology
  • Reed Smith LLP
  • USA
  • March 2 2017

Regulators across the globe are considering how existing regulations may


Financial Services 2016 Year-End Report
  • Baker & Hostetler LLP
  • USA
  • March 1 2017

Welcome to the 2016 Year-End Report from BakerHostetler’s Financial Services Industry Team. We


The Financial Report, 23 February 2017, News from Asia and the Pacific
  • DLA Piper LLP
  • Asia-Pacific
  • February 23 2017

Exchange of Letters on Banking Supervision cooperation with CBI. The FSA announced its exchange of Letters on cooperation in the area of