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MiFID II: the expansion of the EU’s framework for the regulation of financial markets and securities
  • Bingham McCutchen LLP
  • European Union
  • June 16 2014

On 12 June 2014 the final texts of MiFID II and MiFIR were published in the Official Journal of the European Union, comprising the package of reforms

Cross-Border RTS starts countdown for EMIR obligations for non-EU counterparties
  • Cadwalader Wickersham & Taft LLP
  • European Union
  • April 11 2014

OTC derivative contracts which have a counterparty located outside of the European Union ("EU") may now be subject to the requirements of the

Financial Regulatory Developments 14 February - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • February 14 2014

ESMA has published an opinion to remind supervisors and firms of the standards applicable to sales of complex products. ESMA feels firms are not

Cloudy or clear? The changeable outlook for the use of derivatives in UCITS funds
  • Dentons
  • European Union, Ireland
  • February 11 2014

The Alternative Investment Fund Managers Directive 201161EU (AIFMD) has caused much upheaval in the European alternative fund industry and beyond

Consultation on amending EU technical standards for the OTC derivatives reporting obligation
  • Shearman & Sterling LLP
  • European Union
  • November 11 2014

On November 10, 2014, the European Securities and Markets Authority ("ESMA") published a consultation paper on its review of the technical standards

  • A&L Goodbody
  • European Union, Ireland
  • May 30 2014

The European Securities and Markets Authority (ESMA) published an updated Q&A on the implementation of the Regulation on over-the-counter (OTC

Financial Regulatory Developments 9 May - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • May 9 2014

Steven Maijoor, ESMA's Chairperson, has addressed the European Post-Trade Conference organised by AFME. He reviewed the state of play of the Central

ESMA asks commission to clarify definition of derivative
  • William Fry
  • European Union, Ireland
  • February 27 2014

ESMA has asked the European Commission to clarify the definition of a derivative or derivative contract under EMIR which refers to the list of

Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are

MiFID II and MiFIR one step closer
  • White & Case LLP
  • European Union
  • January 30 2014

After an extended period of negotiations, the European Commission confirmed through a memorandum on 14 January 2014 that the European Parliament, the